Colony Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Colony Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-110	Closed	-$13K	–	926
2015 Q2	$13K	Buy	110 +55	+100%	+$6.95K	﹤0.01%	577
2015 Q1	$7K	Hold	55	–	–	﹤0.01%	608
2014 Q4	$8K	Hold	55	–	–	﹤0.01%	612
2014 Q3	$8K	Hold	55	–	–	﹤0.01%	643
2014 Q2	$8K	Hold	55	–	–	﹤0.01%	567
2014 Q1	$7K	Sell	55 -1	-2%	-$131	﹤0.01%	609
2013 Q4	$8K	Buy	+56	New	+$7.51K	﹤0.01%	527

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Colony Group's CEM Position: Q3 2015 in Review

Colony Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2015, closing a stake of 110 shares — an estimated $13K sold.

Colony Group first reported a position in CEM in Q4 2013 and held it in 7 quarters. The position peaked at $13K in Q2 2015. 72 funds tracked by Wall St. Rank hold CEM as of Q3 2015.

Colony Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2015 after selling out during the quarter.
Colony Group sold 110 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2015, an estimated $13K.
Colony Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2013 and held it in 7 quarters.
Colony Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $13K in Q2 2015.
72 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2015.

Based on Colony Group's 13F filing for Q3 2015, filed 16 Nov 2015.