Next Financial Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Next Financial Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-99	Closed	-$1K	–	1973
2020 Q1	$1K	Sell	99 -267	-73%	-$11.2K	﹤0.01%	2065
2019 Q4	$21K	Buy	366 +267	+270%	+$14.3K	﹤0.01%	1519
2019 Q3	$6K	Hold	99	–	–	﹤0.01%	1880
2019 Q2	$6K	Buy	99 +83	+519%	+$5.11K	﹤0.01%	1853
2019 Q1	$1K	Sell	16 -348	-96%	-$21.2K	﹤0.01%	1596
2018 Q4	$19K	Buy	364 +348	+2,175%	+$21.8K	﹤0.01%	1118
2018 Q3	$1K	Buy	+16	New	+$1.17K	﹤0.01%	1439
2017 Q4	–	Sell	-216	Closed	-$16K	–	1491
2017 Q3	$16K	Hold	216	–	–	﹤0.01%	1055
2017 Q2	$16K	Hold	216	–	–	﹤0.01%	1168
2017 Q1	$18K	Sell	216 -208	-49%	-$17.4K	0.01%	1097
2016 Q4	$33K	Buy	424 +348	+458%	+$27K	0.01%	1133
2016 Q3	$6K	Hold	76	–	–	﹤0.01%	1883
2016 Q2	$6K	Hold	76	–	–	﹤0.01%	1382
2016 Q1	$5K	Hold	76	–	–	﹤0.01%	1382
2015 Q4	$5K	Hold	76	–	–	﹤0.01%	1403
2015 Q3	$6K	Sell	76 -49	-39%	-$5.28K	﹤0.01%	1386
2015 Q2	$14K	Hold	125	–	–	﹤0.01%	1156
2015 Q1	$15K	Hold	125	–	–	﹤0.01%	1115
2014 Q4	$17K	Sell	125 -111	-47%	-$15K	0.01%	1045
2014 Q3	$33K	Hold	236	–	–	0.01%	1166
2014 Q2	$34K	Buy	+236	New	+$33.3K	0.02%	449

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Next Financial Group's CEM Position: Q2 2020 in Review

Next Financial Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2020, closing a stake of 99 shares — an estimated $1K sold.

Next Financial Group first reported a position in CEM in Q2 2014 and held it in 21 quarters. The position peaked at $34K in Q2 2014. 77 funds tracked by Wall St. Rank hold CEM as of Q2 2020.

Next Financial Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2020 after selling out during the quarter.
Next Financial Group sold 99 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2020, an estimated $1K.
Next Financial Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2014 and held it in 21 quarters.
Next Financial Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $34K in Q2 2014.
77 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2020.

Based on Next Financial Group's 13F filing for Q2 2020, filed 24 Jul 2020.