Alexandria Capital’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Alexandria Capital’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-152	Closed	-$12K	–	631
2017 Q2	$12K	Hold	152	–	–	﹤0.01%	406
2017 Q1	$13K	Hold	152	–	–	﹤0.01%	386
2016 Q4	$12K	Hold	152	–	–	﹤0.01%	393
2016 Q3	$12K	Hold	152	–	–	﹤0.01%	399
2016 Q2	$12K	Hold	152	–	–	﹤0.01%	386
2016 Q1	$10K	Hold	152	–	–	﹤0.01%	432
2015 Q4	$12K	Hold	152	–	–	﹤0.01%	428
2015 Q3	$13K	Buy	+152	New	+$16.4K	﹤0.01%	379
2015 Q2	–	Sell	-43	Closed	-$5K	–	650
2015 Q1	$5K	Hold	43	–	–	﹤0.01%	494
2014 Q4	$6K	Hold	43	–	–	﹤0.01%	440
2014 Q3	$6K	Sell	43 -27	-39%	-$3.9K	﹤0.01%	429
2014 Q2	$10K	Sell	70 -70	-50%	-$9.88K	﹤0.01%	356
2014 Q1	$19K	Hold	140	–	–	0.01%	300
2013 Q4	$19K	Hold	140	–	–	0.01%	303
2013 Q3	$19K	Hold	140	–	–	0.01%	308
2013 Q2	$20K	Buy	+140	New	+$19.1K	0.01%	320

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Alexandria Capital's CEM Position: Q3 2017 in Review

Alexandria Capital sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2017, closing a stake of 152 shares — an estimated $12K sold.

Alexandria Capital first reported a position in CEM in Q2 2013 and held it in 16 quarters. The position peaked at $20K in Q2 2013. 76 funds tracked by Wall St. Rank hold CEM as of Q3 2017.

Alexandria Capital reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2017 after selling out during the quarter.
Alexandria Capital sold 152 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2017, an estimated $12K.
Alexandria Capital first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 16 quarters.
Alexandria Capital's ClearBridge MLP and Midstream Fund Inc. position peaked at $20K in Q2 2013.
76 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2017.

Based on Alexandria Capital's 13F filing for Q3 2017, filed 27 Oct 2017.