NMIS
CEM

Northwestern Mutual Investment Services’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Northwestern Mutual Investment Services’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-36
Closed -$5K – 138
2014
Q2 		$5K Buy
+36
New +$5.08K ﹤0.01% 80

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Northwestern Mutual Investment Services's CEM Position: Q3 2014 in Review

Northwestern Mutual Investment Services sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2014, closing a stake of 36 shares — an estimated $5K sold.

Northwestern Mutual Investment Services first reported a position in CEM in Q2 2014 and held it in 1 quarter. The position peaked at $5K in Q2 2014. 82 funds tracked by Wall St. Rank hold CEM as of Q3 2014.

  • Northwestern Mutual Investment Services reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2014 after selling out during the quarter.
  • Northwestern Mutual Investment Services sold 36 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2014, an estimated $5K.
  • Northwestern Mutual Investment Services first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2014 and held it in 1 quarter.
  • Northwestern Mutual Investment Services's ClearBridge MLP and Midstream Fund Inc. position peaked at $5K in Q2 2014.
  • 82 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2014.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.