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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$152M 29.02%
747,870
+69,036
+10% +$14.2M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$236B
$85.9M 16.34%
2,338,421
+261,322
+13% +$9.8M
BND icon
3
Vanguard Total Bond Market
BND
$161B
$67.6M 12.86%
836,555
+73,592
+10% +$5.99M
IJH icon
4
iShares Core S&P Mid-Cap ETF
IJH
$127B
$37.2M 7.07%
1,334,075
+131,740
+11% +$3.76M
BSV icon
5
Vanguard Short-Term Bond ETF
BSV
$45.6B
$36M 6.84%
451,895
+37,722
+9% +$3.02M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$29.7M 5.65%
907,451
+121,729
+15% +$4.19M
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$38.3B
$25.8M 4.9%
323,178
+28,090
+10% +$2.22M
IJR icon
8
iShares Core S&P Small-Cap ETF
IJR
$112B
$17.1M 3.25%
310,250
+29,238
+10% +$1.65M
MUB icon
9
iShares National Muni Bond ETF
MUB
$45.8B
$15.9M 3.02%
143,233
+12,169
+9% +$1.34M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$15M 2.85%
131,499
+12,532
+11% +$1.45M
TFI icon
11
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$10.9M 2.08%
223,807
+17,811
+9% +$861K
JNK icon
12
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$9.03M 1.72%
88,715
+9,389
+12% +$996K
BNDX icon
13
Vanguard Total International Bond ETF
BNDX
$82.9B
$8.04M 1.53%
152,001
+11,045
+8% +$585K
SHM icon
14
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$7.05M 1.34%
144,714
+11,552
+9% +$563K
HYD icon
15
VanEck High Yield Muni ETF
HYD
$4.4B
$4.32M 0.82%
69,961
+5,593
+9% +$344K
VTIP icon
16
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$3.23M 0.61%
66,825
+4,177
+7% +$202K
DNP icon
17
DNP Select Income Fund
DNP
$4.1B
$49K 0.01%
+5,475
New +$51.6K
JTP
18
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$47K 0.01%
+5,700
New +$46.6K
HR icon
19
Healthcare Realty
HR
$6.56B
$35K 0.01%
+1,287
New +$33.2K
RPG icon
20
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$19K ﹤0.01%
+1,175
New +$19.2K
RSP icon
21
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$19K ﹤0.01%
+245
New +$19K
USB icon
22
US Bancorp
USB
$100B
$19K ﹤0.01%
456
+424
+1,325% +$18.1K
QQQ icon
23
Invesco QQQ Trust
QQQ
$478B
$14K ﹤0.01%
+126
New +$14.1K
MSFT icon
24
Microsoft
MSFT
$3.74T
$12K ﹤0.01%
210
-52
-20% -$2.74K
INTC icon
25
Intel
INTC
$493B
$10K ﹤0.01%
300
+236
+369% +$7.98K
1
2 3 4 5

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ZAM
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SFP
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VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.