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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$84.4M 27.94%
428,385
+24,785
+6% +$4.9M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$229B
$49M 16.21%
1,231,757
+168,272
+16% +$7M
BND icon
3
Vanguard Total Bond Market
BND
$157B
$34M 11.25%
414,760
+44,403
+12% +$3.64M
BSV icon
4
Vanguard Short-Term Bond ETF
BSV
$44.7B
$21.9M 7.24%
273,248
+76,914
+39% +$6.16M
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$122B
$21.1M 6.99%
771,705
+63,870
+9% +$1.8M
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$18.9M 6.26%
453,000
+43,970
+11% +$1.95M
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.2B
$13.8M 4.56%
191,516
+18,178
+10% +$1.37M
JNK icon
8
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$12.4M 4.12%
103,225
+38,808
+60% +$4.77M
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.41M 3.12%
180,416
+18,744
+12% +$1.02M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$8.9M 2.95%
75,302
+75,262
+188,155% +$8.95M
MUB icon
11
iShares National Muni Bond ETF
MUB
$45.1B
$8.38M 2.77%
76,374
+13,469
+21% +$1.47M
TFI icon
12
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$5.79M 1.92%
120,662
+22,371
+23% +$1.06M
BNDX icon
13
Vanguard Total International Bond ETF
BNDX
$81.9B
$5.14M 1.7%
+98,737
New +$5.11M
SHM icon
14
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$3.77M 1.25%
77,312
+15,306
+25% +$746K
HYD icon
15
VanEck High Yield Muni ETF
HYD
$4.43B
$2.32M 0.77%
37,719
+6,932
+23% +$419K
VTIP icon
16
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.12M 0.7%
42,856
+4,986
+13% +$249K
VTI icon
17
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$130K 0.04%
1,280
+1,248
+3,900% +$128K
VEU icon
18
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$127K 0.04%
+2,573
New +$133K
QQQ icon
19
Invesco QQQ Trust
QQQ
$453B
$50K 0.02%
+507
New +$49.4K
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$50K 0.02%
+659
New +$50.6K
RFG icon
21
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$46K 0.02%
+1,860
New +$46.2K
C icon
22
Citigroup
C
$222B
$35K 0.01%
680
+435
+178% +$21.9K
FDN icon
23
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$27K 0.01%
+448
New +$27.1K
GPC icon
24
Genuine Parts
GPC
$17.1B
$26K 0.01%
+300
New +$26K
BWX icon
25
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$25K 0.01%
880
-160,768
-99% -$4.79M
1
2 3 4 5

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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.