Northwestern Mutual Investment Services’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Northwestern Mutual Investment Services’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-144,714	Closed	-$7.05M	–	84
2015 Q4	$7.05M	Buy	144,714 +11,552	+9%	+$563K	1.34%	14
2015 Q3	$6.49M	Buy	133,162 +17,193	+15%	+$836K	1.4%	14
2015 Q2	$5.63M	Buy	115,969 +19,137	+20%	+$927K	1.28%	14
2015 Q1	$4.71M	Buy	96,832 +16,051	+20%	+$782K	1.2%	14
2014 Q4	$3.92M	Buy	80,781 +3,469	+4%	+$169K	1.14%	14
2014 Q3	$3.77M	Buy	77,312 +15,306	+25%	+$746K	1.25%	14
2014 Q2	$3.02M	Buy	62,006 +11,306	+22%	+$550K	1.09%	15
2014 Q1	$2.46M	Buy	50,700 +13,222	+35%	+$644K	1.05%	15
2013 Q4	$1.82M	Buy	+37,478	New	+$1.82M	0.92%	15

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Northwestern Mutual Investment Services's SHM Position: Q1 2016 in Review

Northwestern Mutual Investment Services sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q1 2016, closing a stake of 144,714 shares — an estimated $7.05M sold.

Northwestern Mutual Investment Services first reported a position in SHM in Q4 2013 and held it in 9 quarters. The position peaked at $7.05M in Q4 2015. 215 funds tracked by Wall St. Rank hold SHM as of Q1 2016.

Northwestern Mutual Investment Services reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q1 2016 after selling out during the quarter.
Northwestern Mutual Investment Services sold 144,714 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q1 2016, an estimated $7.05M.
Northwestern Mutual Investment Services first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2013 and held it in 9 quarters.
Northwestern Mutual Investment Services's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $7.05M in Q4 2015.
215 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q1 2016.

Based on Northwestern Mutual Investment Services's 13F filing for Q1 2016.