We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

204 hedge funds and large institutions have $1.42B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2015 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 88 increasing their positions, 61 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

44% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 61

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

14% more capital invested

Capital invested by funds: $1.25B → $1.42B (+$174M)

4% more funds holding

Funds holding: 197204 (+7)

1.39% more ownership

Funds ownership: 24.47%25.86% (+1.4%)

Holders
204
Holders Change
+7
Holders Change %
+3.55%
% of All Funds
5.44%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
21
Increased
88
Reduced
61
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$247M +$79.1M +1,623,560 +47%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$149M -$792K -16,263 -0.5%
Morgan Stanley
3
Morgan Stanley
New York
$118M -$909K -18,656 -0.8%
UBS Group
4
UBS Group
Switzerland
$73.9M +$317K +6,503 +0.4%
Lazard Asset Management
5
Lazard Asset Management
New York
$52.4M
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$39.5M +$14.1M +290,307 +56%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$37.9M +$3.72M +76,273 +11%
MAA
8
Managed Account Advisors
New Jersey
$35.3M +$15M +307,114 +73%
BTS
9
BB&T Securities
Virginia
$30.4M +$197K +4,038 +7%
USAA
10
United Services Automobile Association
Texas
$30.3M -$504K -10,344 -2%
Citigroup
11
Citigroup
New York
$27.7M +$9.29M +190,719 +50%
KIM
12
Karpus Investment Management
New York
$25.8M +$5.77M +118,548 +29%
RJA
13
Raymond James & Associates
Florida
$25.6M +$5.12M +105,097 +25%
GA
14
Gateway Advisory
New Jersey
$24.8M -$579K -11,895 -2%
Wells Fargo
15
Wells Fargo
California
$23.2M -$1.76M -36,116 -7%
AssetMark Inc
16
AssetMark Inc
California
$19.2M +$2.31M +47,500 +14%
BCI
17
Brinker Capital Investments
Pennsylvania
$18.7M -$709K -14,560 -4%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17.8M -$836K -17,170 -4%
CCG
19
Chatham Capital Group
Georgia
$16.3M +$1.27M +26,025 +8%
B
20
Bailard
California
$15.4M +$1.45M +29,805 +10%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$15M +$629K +12,921 +4%
CAG
22
Crestwood Advisors Group
Massachusetts
$14.3M +$1.26M +25,899 +10%
ST
23
Smithfield Trust
Pennsylvania
$14.2M +$223K +4,569 +2%
JIR
24
James Investment Research
Ohio
$13.5M
CHA
25
Cedar Hill Associates
Illinois
$13.2M +$1.51M +31,055 +13%

SHM Hedge Fund Activity: Q1 2015 in Review

204 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q1 2015, worth a combined $1.42B — up 14% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SHM positions and 10 closed out — a net gain of 11 holders — while 88 added to existing stakes and 61 trimmed.

The largest buyer was Bank of America, adding an estimated $79.1M. The largest seller was Windham Capital Management, cutting an estimated $4.43M.

  • 204 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q1 2015, up from 197 in Q4 2014.
  • Funds reported $1.42B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q1 2015, up 14% quarter-over-quarter.
  • 21 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q1 2015 and 10 closed out, a net change of +11 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q1 2015 was Bank of America, an estimated $79.1M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q1 2015 was Windham Capital Management, an estimated $4.43M sold.

Based on aggregated 13F filings for Q1 2015.