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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

158 hedge funds and large institutions have $1.09B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2013 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 64 increasing their positions, 36 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 14

78% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 36

13% more funds holding

Funds holding: 140158 (+18)

8% more capital invested

Capital invested by funds: $1.01B → $1.09B (+$79.9M)

1.55% more ownership

Funds ownership: 23.95%25.49% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

Holders
158
Holders Change
+18
Holders Change %
+12.86%
% of All Funds
4.59%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.23%
New
33
Increased
64
Reduced
36
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$223M +$14.6M +301,022 +7%
Morgan Stanley
2
Morgan Stanley
New York
$102M +$14.3M +294,843 +16%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$97.8M +$5.44M +112,161 +6%
U
4
UBS
Switzerland
$54.9M +$14.9M +307,011 +37%
SIA
5
Spruce Investment Advisors
Connecticut
$36.8M +$36.8M +757,293 New
USAA
6
United Services Automobile Association
Texas
$31.2M +$283K +5,833 +0.9%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$28.9M +$2.07M +42,696 +8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$27.9M +$342K +7,048 +1%
B
9
Bailard
California
$26.4M +$16M +330,061 +104%
Wells Fargo
10
Wells Fargo
California
$24.1M +$1.56M +32,098 +7%
GA
11
Gateway Advisory
New Jersey
$23.2M -$2.06M -42,359 -8%
Citigroup
12
Citigroup
New York
$22.5M +$774K +15,958 +4%
Lazard Asset Management
13
Lazard Asset Management
New York
$21.8M
AssetMark Inc
14
AssetMark Inc
California
$19.1M -$1.31M -26,943 -6%
WCM
15
Windham Capital Management
Massachusetts
$18.8M -$216K -4,448 -1%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$17M +$528K +10,886 +3%
BCI
17
Brinker Capital Investments
Pennsylvania
$16.9M +$3.66M +75,410 +28%
AT
18
Arden Trust
Delaware
$15M +$1.57M +32,352 +12%
KIM
19
Karpus Investment Management
New York
$14.6M -$16.4M -337,125 -53%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$14.4M +$4.18M +86,179 +41%
RJA
21
Raymond James & Associates
Florida
$13M +$1.63M +33,501 +14%
ST
22
Smithfield Trust
Pennsylvania
$12.7M +$317K +6,525 +3%
CHA
23
Cedar Hill Associates
Illinois
$11.6M +$2.04M +42,125 +21%
SCA
24
STALEY CAPITAL ADVISERS
Pennsylvania
$10.7M +$97.1K +2,000 +0.9%
CAG
25
Crestwood Advisors Group
Massachusetts
$9.24M +$377K +7,774 +4%

SHM Hedge Fund Activity: Q4 2013 in Review

158 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2013, worth a combined $1.09B — up 7.9% from $1.01B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new SHM positions and 14 closed out — a net gain of 19 holders — while 64 added to existing stakes and 36 trimmed.

The largest buyer was Spruce Investment Advisors, opening a new position worth an estimated $36.8M. The largest seller was BB&T Securities, exiting entirely with an estimated $30.5M sold.

  • 158 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2013, up from 140 in Q3 2013.
  • Funds reported $1.09B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 33 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2013 and 14 closed out, a net change of +19 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2013 was Spruce Investment Advisors, an estimated $36.8M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2013 was BB&T Securities, an estimated $30.5M sold.

Based on aggregated 13F filings for Q4 2013.