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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

226 hedge funds and large institutions have $1.66B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 110 increasing their positions, 53 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more repeat investments, than reductions

Existing positions increased: 110 | Existing positions reduced: 53

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

3% more funds holding

Funds holding: 220226 (+6)

1% more capital invested

Capital invested by funds: $1.63B → $1.66B (+$21.5M)

0% more funds holding in top 10

Funds holding in top 10: 1414 (0)

2.34% less ownership

Funds ownership: 55.17%52.83% (-2.3%)

Holders
226
Holders Change
+6
Holders Change %
+2.73%
% of All Funds
6.03%
Holding in Top 10
14
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.37%
New
20
Increased
110
Reduced
53
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$415M +$18.8M +382,797 +5%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$138M -$6.39M -130,247 -4%
Morgan Stanley
3
Morgan Stanley
New York
$108M +$286K +5,835 +0.3%
UBS Group
4
UBS Group
Switzerland
$94.4M +$1.61M +32,838 +2%
KIM
5
Karpus Investment Management
New York
$59.9M +$10M +204,425 +20%
RJA
6
Raymond James & Associates
Florida
$57.6M +$8.2M +167,206 +17%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$57.5M +$3.76M +76,590 +7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$38M +$1.15M +23,513 +3%
CAM
9
Caprin Asset Management
Virginia
$32.8M +$9.49M +193,505 +41%
Wells Fargo
10
Wells Fargo
California
$31.2M +$1.13M +23,112 +4%
Kayne Anderson Rudnick Investment Management
11
Kayne Anderson Rudnick Investment Management
California
$30.3M +$1.09M +22,134 +4%
BC
12
Brinker Capital
Pennsylvania
$27M -$583K -11,889 -2%
USAA
13
United Services Automobile Association
Texas
$26.7M +$2.57M +52,369 +11%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$25M +$14.5M +295,031 +135%
B
15
Bailard
California
$24.5M +$8.39M +171,061 +52%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$24.4M +$2.24M +45,715 +10%
GA
17
Gateway Advisory
New Jersey
$21.3M -$182K -3,717 -0.8%
CCG
18
Chatham Capital Group
Georgia
$19.5M -$1.29M -26,315 -6%
Citigroup
19
Citigroup
New York
$19.5M +$218K +4,452 +1%
CHA
20
Cedar Hill Associates
Illinois
$18.3M +$719K +14,650 +4%
AssetMark Inc
21
AssetMark Inc
California
$17M -$3.5M -71,304 -17%
TNBTD
22
Trustmark National Bank Trust Department
Mississippi
$16.6M +$2.52M +51,417 +18%
ST
23
Smithfield Trust
Pennsylvania
$16.4M +$1.98M +40,454 +14%
BTS
24
BB&T Securities
Virginia
$13.2M +$2.23M +45,462 +20%
Stifel Financial
25
Stifel Financial
Missouri
$10.5M -$2.29M -46,679 -18%

SHM Hedge Fund Activity: Q3 2016 in Review

226 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2016, worth a combined $1.66B — up 1.3% from $1.63B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SHM positions and 14 closed out — a net gain of 6 holders — while 110 added to existing stakes and 53 trimmed.

The largest buyer was Bank of America, adding an estimated $18.8M. The largest seller was Northwestern Mutual Wealth Management, exiting entirely with an estimated $33.7M sold.

  • 226 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2016, up from 220 in Q2 2016.
  • Funds reported $1.66B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2016, up 1.3% quarter-over-quarter.
  • 20 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2016 and 14 closed out, a net change of +6 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2016 was Bank of America, an estimated $18.8M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2016 was Northwestern Mutual Wealth Management, an estimated $33.7M sold.

Based on aggregated 13F filings for Q3 2016.