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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

209 hedge funds and large institutions have $1.45B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2015 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 70 increasing their positions, 74 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 10

38% more funds holding in top 10

Funds holding in top 10: 811 (+3)

6% more funds holding

Funds holding: 197209 (+12)

4% more capital invested

Capital invested by funds: $1.4B → $1.45B (+$54M)

0.53% more ownership

Funds ownership: 26.18%26.71% (+0.53%)

5% less repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 74

Holders
209
Holders Change
+12
Holders Change %
+6.09%
% of All Funds
5.83%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.31%
New
24
Increased
70
Reduced
74
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$326M +$57.4M +1,180,437 +21%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$150M +$4.01M +82,523 +3%
Morgan Stanley
3
Morgan Stanley
New York
$110M -$4.73M -97,204 -4%
UBS Group
4
UBS Group
Switzerland
$75.6M +$5.31M +109,257 +8%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$44.9M +$3.21M +65,992 +8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$43.9M -$1.91M -39,357 -4%
Lazard Asset Management
7
Lazard Asset Management
New York
$43.1M
RJA
8
Raymond James & Associates
Florida
$34.2M +$3.22M +66,171 +10%
USAA
9
United Services Automobile Association
Texas
$31.3M +$621K +12,773 +2%
Wells Fargo
10
Wells Fargo
California
$25.5M +$1.23M +25,328 +5%
GA
11
Gateway Advisory
New Jersey
$23.9M -$878K -18,053 -4%
B
12
Bailard
California
$19.8M -$2.91M -59,854 -13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$19.2M +$474K +9,751 +3%
AssetMark Inc
14
AssetMark Inc
California
$19M +$333K +6,842 +2%
CHA
15
Cedar Hill Associates
Illinois
$18.9M +$18.8M +387,652 New
Citigroup
16
Citigroup
New York
$18.5M -$8.72M -179,324 -32%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$17.9M +$1.81M +37,286 +11%
CCG
18
Chatham Capital Group
Georgia
$16.8M -$232K -4,766 -1%
CAG
19
Crestwood Advisors Group
Massachusetts
$16.6M +$1.61M +33,076 +11%
KIM
20
Karpus Investment Management
New York
$14M -$5.94M -122,100 -30%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$13.6M +$2.25M +46,324 +20%
ST
22
Smithfield Trust
Pennsylvania
$13.1M -$1.77M -36,440 -12%
TNBTD
23
Trustmark National Bank Trust Department
Mississippi
$12.9M +$1.51M +31,041 +13%
BCI
24
Brinker Capital Investments
Pennsylvania
$12M -$6.94M -142,683 -37%
APCM
25
Alaska Permanent Capital Management
Alaska
$11.3M +$2.79M +57,356 +97%

SHM Hedge Fund Activity: Q3 2015 in Review

209 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2015, worth a combined $1.45B — up 3.9% from $1.4B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SHM positions and 10 closed out — a net gain of 14 holders — while 70 added to existing stakes and 74 trimmed.

The largest buyer was Bank of America, adding an estimated $57.4M. The largest seller was Citigroup, cutting an estimated $8.72M.

  • 209 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2015, up from 197 in Q2 2015.
  • Funds reported $1.45B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2015, up 3.9% quarter-over-quarter.
  • 24 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2015 and 10 closed out, a net change of +14 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2015 was Bank of America, an estimated $57.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2015 was Citigroup, an estimated $8.72M sold.

Based on aggregated 13F filings for Q3 2015.