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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

330 hedge funds and large institutions have $2.42B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2018 Q1 according to their latest regulatory filings, with 37 funds opening new positions, 135 increasing their positions, 105 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 25

29% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 105

11% more capital invested

Capital invested by funds: $2.18B → $2.42B (+$244M)

3% more funds holding

Funds holding: 321330 (+9)

2.04% more ownership

Funds ownership: 62.28%64.32% (+2%)

19% less funds holding in top 10

Funds holding in top 10: 2117 (-4)

Holders
330
Holders Change
+9
Holders Change %
+2.8%
% of All Funds
7.56%
Holding in Top 10
17
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-19.05%
% of All Funds
0.39%
New
37
Increased
135
Reduced
105
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$682M +$99M +2,064,542 +17%
Morgan Stanley
2
Morgan Stanley
New York
$108M -$3.45M -71,907 -3%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$96.7M -$10.8M -224,912 -10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$82.8M +$3.15M +65,668 +4%
RJA
5
Raymond James & Associates
Florida
$81.5M +$7.63M +159,028 +10%
B
6
Bailard
California
$78.9M +$11.9M +247,313 +18%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$70.5M +$11M +230,252 +18%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$67.3M +$3.68M +76,659 +6%
UBS Group
9
UBS Group
Switzerland
$63.3M +$6.82M +142,248 +12%
CSIA
10
Charles Schwab Investment Advisory
California
$49.1M +$46.2M +962,520 +1,502%
Citigroup
11
Citigroup
New York
$47.4M +$8.06M +168,054 +20%
CAM
12
Caprin Asset Management
Virginia
$43.9M +$10M +209,202 +29%
Ameriprise
13
Ameriprise
Minnesota
$40M +$3.4M +70,826 +9%
PC
14
Premise Capital
Illinois
$39.9M +$32.8M +683,480 +455%
PL
15
Plancorp LLC
Missouri
$36M -$2.12M -44,280 -6%
CC
16
Callan Capital
California
$31.6M +$30.7M +640,252 +3,221%
KIM
17
Karpus Investment Management
New York
$30.9M -$25.6M -534,897 -45%
ST
18
Smithfield Trust
Pennsylvania
$30.3M +$20M +417,869 +194%
Wells Fargo
19
Wells Fargo
California
$29.6M -$1.11M -23,149 -4%
TNBTD
20
Trustmark National Bank Trust Department
Mississippi
$24.5M +$1.7M +35,481 +7%
USAA
21
United Services Automobile Association
Texas
$23.4M -$3.5M -73,007 -13%
Stifel Financial
22
Stifel Financial
Missouri
$21.1M +$8.29M +172,782 +65%
BC
23
Brinker Capital
Pennsylvania
$20.2M +$492K +10,267 +2%
BTS
24
BB&T Securities
Virginia
$17M +$7.77M +162,044 +84%
Kayne Anderson Rudnick Investment Management
25
Kayne Anderson Rudnick Investment Management
California
$16.7M -$2.64M -55,108 -14%

SHM Hedge Fund Activity: Q1 2018 in Review

330 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q1 2018, worth a combined $2.42B — up 11% from $2.18B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SHM positions and 25 closed out — a net gain of 12 holders — while 135 added to existing stakes and 105 trimmed.

The largest buyer was Bank of America, adding an estimated $99M. The largest seller was Karpus Investment Management, cutting an estimated $25.6M.

  • 330 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q1 2018, up from 321 in Q4 2017.
  • Funds reported $2.42B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q1 2018, up 11% quarter-over-quarter.
  • 37 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q1 2018 and 25 closed out, a net change of +12 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q1 2018 was Bank of America, an estimated $99M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q1 2018 was Karpus Investment Management, an estimated $25.6M sold.

Based on aggregated 13F filings for Q1 2018.