We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

215 hedge funds and large institutions have $1.54B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2016 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 88 increasing their positions, 77 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more funds holding in top 10

Funds holding in top 10: 1013 (+3)

24.05% more ownership

Funds ownership: 27.41%51.46% (+24%)

14% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 77

1% less capital invested

Capital invested by funds: $1.55B → $1.54B (-$13.3M)

5% less funds holding

Funds holding: 227215 (-12)

27% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 37

Holders
215
Holders Change
-12
Holders Change %
-5.29%
% of All Funds
5.73%
Holding in Top 10
13
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+30%
% of All Funds
0.35%
New
27
Increased
88
Reduced
77
Closed
37
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$261M -$88M -1,797,924 -25%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$146M -$4.83M -98,709 -3%
Morgan Stanley
3
Morgan Stanley
New York
$116M +$5.14M +105,095 +5%
UBS Group
4
UBS Group
Switzerland
$89.1M +$4.85M +99,172 +6%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$50.7M +$1.19M +24,312 +2%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$49.7M +$1.79M +36,523 +4%
Lazard Asset Management
7
Lazard Asset Management
New York
$47M
RJA
8
Raymond James & Associates
Florida
$42M +$2.97M +60,802 +8%
KIM
9
Karpus Investment Management
New York
$34.7M +$13.5M +276,725 +64%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$32.5M +$9.91M +202,555 +44%
Wells Fargo
11
Wells Fargo
California
$28.4M +$2.8M +57,168 +11%
BC
12
Brinker Capital
Pennsylvania
$27.7M +$1.78M +36,437 +7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$24M +$3.69M +75,472 +18%
Kayne Anderson Rudnick Investment Management
14
Kayne Anderson Rudnick Investment Management
California
$23.6M +$2.56M +52,321 +12%
GA
15
Gateway Advisory
New Jersey
$21.9M -$1.92M -39,172 -8%
USAA
16
United Services Automobile Association
Texas
$21.6M -$10.6M -217,392 -33%
CAM
17
Caprin Asset Management
Virginia
$21.2M +$7.75M +158,509 +57%
AssetMark Inc
18
AssetMark Inc
California
$19.2M -$1.15M -23,589 -6%
CCG
19
Chatham Capital Group
Georgia
$18.9M +$1.62M +33,048 +9%
Citigroup
20
Citigroup
New York
$18.5M +$193K +3,945 +1%
CHA
21
Cedar Hill Associates
Illinois
$18.3M +$394K +8,047 +2%
PC
22
Premise Capital
Illinois
$18.3M +$13.9M +283,528 +311%
B
23
Bailard
California
$18.1M +$18.1M +370,696 New
WCM
24
Windham Capital Management
Massachusetts
$17.3M +$7.5M +153,336 +77%
UFF
25
USA Financial Formulas
Michigan
$15.7M +$15.7M +321,213 New

SHM Hedge Fund Activity: Q1 2016 in Review

215 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q1 2016, worth a combined $1.54B — down 0.86% from $1.55B a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of SHM and 27 opened new positions — a net loss of 10 holders — while 77 trimmed existing stakes and 88 added.

The largest buyer was Bailard, opening a new position worth an estimated $18.1M. The largest seller was Bank of America, cutting an estimated $88M.

  • 215 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q1 2016, down from 227 in Q4 2015.
  • Funds reported $1.54B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q1 2016, down 0.86% quarter-over-quarter.
  • 27 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q1 2016 and 37 closed out, a net change of -10 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q1 2016 was Bailard, an estimated $18.1M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q1 2016 was Bank of America, an estimated $88M sold.

Based on aggregated 13F filings for Q1 2016.