SHM icon

SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

Overview Fund Activity

177 hedge funds and large institutions have $1.17B invested in SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 74 increasing their positions, 60 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
177
Holders Change
+9
Holders Change %
+5.36%
% of All Funds
5.09%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.2%
New
19
Increased
74
Reduced
60
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
BB&T Securities
Virginia
$36.2M
2
Bank of America
Bank of America
North Carolina
$242M
3
U
UBS
Switzerland
$68.6M
4
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
$7.16M
5
SI
SII Investments
Wisconsin
$4.6M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$12.5M
2
AT
Arden Trust
Delaware
$3.56M
3
B
Bailard
California
$24M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
$8.51M
5
SGCA
Steel Grove Capital Advisors
Tennessee
$6.54M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$242M +$31.5M +646,439 +15%
Morgan Stanley
2
Morgan Stanley
New York
$106M -$3.43M -70,428 -3%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$104M -$1.32M -27,139 -1%
U
4
UBS
Switzerland
$68.6M +$9.42M +193,557 +16%
BTS
5
BB&T Securities
Virginia
$36.2M +$36.2M +74,480 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$29.5M +$935K +19,207 +3%
USAA
7
United Services Automobile Association
Texas
$29.3M +$657K +13,508 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$27.6M +$1.03M +21,098 +4%
Wells Fargo
9
Wells Fargo
California
$25M -$1.26M -25,940 -5%
GA
10
Gateway Advisory
New Jersey
$24.7M +$209K +4,301 +0.9%
Citigroup
11
Citigroup
New York
$24.2M +$877K +18,027 +4%
B
12
Bailard
California
$24M -$10.3M -211,365 -30%
BCI
13
Brinker Capital Investments
Pennsylvania
$20.6M +$543K +11,169 +3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$16.6M -$2.52M -51,765 -13%
RJA
15
Raymond James & Associates
Florida
$16.3M +$1.59M +32,577 +11%
AssetMark Inc
16
AssetMark Inc
California
$16.1M -$716K -14,713 -4%
KIM
17
Karpus Investment Management
New York
$15.9M +$3.95M +81,175 +33%
CHA
18
Cedar Hill Associates
Illinois
$13.5M -$6.23K -128 -0%
ST
19
Smithfield Trust
Pennsylvania
$13.3M +$737K +15,150 +6%
WCM
20
Windham Capital Management
Massachusetts
$13M -$31.2K -641 -0.2%
Lazard Asset Management
21
Lazard Asset Management
New York
$12.5M -$13M – –
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$11.4M +$1.32M +27,108 +13%
CAG
23
Crestwood Advisors Group
Massachusetts
$11.1M -$323K -6,630 -3%
SCA
24
STALEY CAPITAL ADVISERS
Pennsylvania
$10.8M +$364K +7,475 +3%
CCWA
25
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$10.7M +$3.29M +67,601 +44%
1
2 3 4 5