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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

177 hedge funds and large institutions have $1.17B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 74 increasing their positions, 60 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

23% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 60

6% more capital invested

Capital invested by funds: $1.11B → $1.17B (+$63.7M)

5% more funds holding

Funds holding: 168177 (+9)

0.06% more ownership

Funds ownership: 25.12%25.19% (+0.06%)

36% less funds holding in top 10

Funds holding in top 10: 117 (-4)

Holders
177
Holders Change
+9
Holders Change %
+5.36%
% of All Funds
5.09%
Holding in Top 10
7
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-36.36%
% of All Funds
0.2%
New
19
Increased
74
Reduced
60
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$242M +$31.4M +646,439 +15%
Morgan Stanley
2
Morgan Stanley
New York
$106M -$3.42M -70,428 -3%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$104M -$1.32M -27,139 -1%
U
4
UBS
Switzerland
$68.6M +$9.41M +193,557 +16%
BTS
5
BB&T Securities
Virginia
$36.2M +$3.62M +74,480 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$29.5M +$934K +19,207 +3%
USAA
7
United Services Automobile Association
Texas
$29.3M +$657K +13,508 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$27.6M +$1.03M +21,098 +4%
Wells Fargo
9
Wells Fargo
California
$25M -$1.26M -25,940 -5%
GA
10
Gateway Advisory
New Jersey
$24.7M +$209K +4,301 +0.9%
Citigroup
11
Citigroup
New York
$24.2M +$876K +18,027 +4%
B
12
Bailard
California
$24M -$10.3M -211,365 -30%
BCI
13
Brinker Capital Investments
Pennsylvania
$20.6M +$543K +11,169 +3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$16.6M -$2.52M -51,765 -13%
RJA
15
Raymond James & Associates
Florida
$16.3M +$1.58M +32,577 +11%
AssetMark Inc
16
AssetMark Inc
California
$16.1M -$715K -14,713 -4%
KIM
17
Karpus Investment Management
New York
$15.9M +$3.95M +81,175 +33%
CHA
18
Cedar Hill Associates
Illinois
$13.5M -$6.22K -128 -0%
ST
19
Smithfield Trust
Pennsylvania
$13.3M +$737K +15,150 +6%
WCM
20
Windham Capital Management
Massachusetts
$13M -$31.2K -641 -0.2%
Lazard Asset Management
21
Lazard Asset Management
New York
$12.5M
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$11.4M +$1.32M +27,108 +13%
CAG
23
Crestwood Advisors Group
Massachusetts
$11.1M -$322K -6,630 -3%
SCA
24
STALEY CAPITAL ADVISERS
Pennsylvania
$10.8M +$363K +7,475 +3%
CCWA
25
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$10.7M +$3.29M +67,601 +44%

SHM Hedge Fund Activity: Q2 2014 in Review

177 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q2 2014, worth a combined $1.17B — up 5.8% from $1.11B a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SHM positions and 10 closed out — a net gain of 9 holders — while 74 added to existing stakes and 60 trimmed.

The largest buyer was Bank of America, adding an estimated $31.4M. The largest seller was Arden Trust, cutting an estimated $11.4M.

  • 177 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q2 2014, up from 168 in Q1 2014.
  • Funds reported $1.17B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q2 2014, up 5.8% quarter-over-quarter.
  • 19 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q2 2014 and 10 closed out, a net change of +9 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q2 2014 was Bank of America, an estimated $31.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q2 2014 was Arden Trust, an estimated $11.4M sold.

Based on aggregated 13F filings for Q2 2014.