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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

395 hedge funds and large institutions have $3.57B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2020 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 155 increasing their positions, 114 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 24

36% more repeat investments, than reductions

Existing positions increased: 155 | Existing positions reduced: 114

7% more capital invested

Capital invested by funds: $3.34B → $3.57B (+$229M)

3% more funds holding

Funds holding: 384395 (+11)

0.7% more ownership

Funds ownership: 83.06%83.75% (+0.7%)

8% less funds holding in top 10

Funds holding in top 10: 1312 (-1)

Holders
395
Holders Change
+11
Holders Change %
+2.86%
% of All Funds
7.97%
Holding in Top 10
12
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.69%
% of All Funds
0.24%
New
41
Increased
155
Reduced
114
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$759M +$44.2M +885,639 +6%
Morgan Stanley
2
Morgan Stanley
New York
$337M +$21.1K +422 +0%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$267M +$27.2M +544,268 +11%
RJA
4
Raymond James & Associates
Florida
$208M +$6.71M +134,344 +3%
Mercer Global Advisors
5
Mercer Global Advisors
Colorado
$182M +$13.3M +266,087 +8%
Wells Fargo
6
Wells Fargo
California
$115M +$1.36M +27,202 +1%
Goldman Sachs
7
Goldman Sachs
New York
$76.7M +$8.23M +164,859 +12%
Ameriprise
8
Ameriprise
Minnesota
$69.4M +$3.97M +79,457 +6%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$65.2M +$5.15M +103,210 +9%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$64.5M +$2.11M +42,221 +3%
BWM
11
Biltmore Wealth Management
Arizona
$58.2M +$22.2K +444 +0%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$55M +$3.95M +79,115 +8%
Citigroup
13
Citigroup
New York
$52.1M -$544K -10,890 -1%
Financial Engines Advisors
14
Financial Engines Advisors
California
$47.4M +$7.14M +142,905 +18%
UCFA
15
United Capital Financial Advisors
Texas
$45.6M +$39.1M +783,569 +599%
CAM
16
Caprin Asset Management
Virginia
$43.3M +$958K +19,182 +2%
LPL Financial
17
LPL Financial
California
$41.9M +$1.03M +20,664 +3%
UBS Group
18
UBS Group
Switzerland
$39.8M +$686K +13,731 +2%
B
19
Bailard
California
$36.3M -$9.24M -184,930 -20%
KIM
20
Karpus Investment Management
New York
$34.9M +$17.6M +352,805 +102%
TNBTD
21
Trustmark National Bank Trust Department
Mississippi
$32.6M +$1.43M +28,618 +5%
Stifel Financial
22
Stifel Financial
Missouri
$31.3M +$5.52M +110,482 +21%
ECM
23
ETrade Capital Management
Virginia
$29.2M +$4.8M +96,067 +20%
AWA
24
Alaska Wealth Advisors
Alaska
$27.9M +$3.49M +69,880 +14%
Osaic Holdings
25
Osaic Holdings
Arizona
$26.7M -$3.27M -65,378 -11%

SHM Hedge Fund Activity: Q3 2020 in Review

395 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2020, worth a combined $3.57B — up 6.9% from $3.34B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new SHM positions and 24 closed out — a net gain of 17 holders — while 155 added to existing stakes and 114 trimmed.

The largest buyer was Bank of America, adding an estimated $44.2M. The largest seller was RWA Wealth Partners, cutting an estimated $12.3M.

  • 395 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2020, up from 384 in Q2 2020.
  • Funds reported $3.57B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2020, up 6.9% quarter-over-quarter.
  • 41 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2020 and 24 closed out, a net change of +17 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2020 was Bank of America, an estimated $44.2M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2020 was RWA Wealth Partners, an estimated $12.3M sold.

Based on aggregated 13F filings for Q3 2020.