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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

168 hedge funds and large institutions have $1.11B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 68 increasing their positions, 51 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

38% more funds holding in top 10

Funds holding in top 10: 811 (+3)

33% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 51

6% more funds holding

Funds holding: 158168 (+10)

2% more capital invested

Capital invested by funds: $1.09B → $1.11B (+$17.5M)

0.37% less ownership

Funds ownership: 25.49%25.12% (-0.37%)

Holders
168
Holders Change
+10
Holders Change %
+6.33%
% of All Funds
4.85%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.32%
New
22
Increased
68
Reduced
51
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$210M -$13M -266,634 -6%
Morgan Stanley
2
Morgan Stanley
New York
$109M +$6.53M +134,057 +6%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$105M +$7.43M +152,560 +8%
U
4
UBS
Switzerland
$59M +$4.15M +85,256 +8%
B
5
Bailard
California
$34.1M +$2.7M +55,367 +9%
USAA
6
United Services Automobile Association
Texas
$28.5M -$2.66M -54,649 -9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$28.5M +$583K +11,980 +2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$26.4M -$2.47M -50,737 -9%
Wells Fargo
9
Wells Fargo
California
$26.1M +$2.12M +43,602 +9%
GA
10
Gateway Advisory
New Jersey
$24.4M +$1.22M +25,040 +5%
Citigroup
11
Citigroup
New York
$23.2M +$694K +14,266 +3%
BCI
12
Brinker Capital Investments
Pennsylvania
$20M +$3.14M +64,560 +19%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$19.1M +$4.74M +97,378 +33%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$16.9M -$82.3K -1,690 -0.5%
AssetMark Inc
15
AssetMark Inc
California
$16.7M -$2.37M -48,707 -12%
AT
16
Arden Trust
Delaware
$14.9M -$125K -2,569 -0.8%
RJA
17
Raymond James & Associates
Florida
$14.7M +$1.67M +34,272 +13%
CHA
18
Cedar Hill Associates
Illinois
$13.5M +$1.9M +39,050 +16%
SGCA
19
Steel Grove Capital Advisors
Tennessee
$13M +$13.1M +268,634 New
WCM
20
Windham Capital Management
Massachusetts
$13M -$5.77M -118,444 -31%
Lazard Asset Management
21
Lazard Asset Management
New York
$13M
ST
22
Smithfield Trust
Pennsylvania
$12.5M -$163K -3,339 -1%
KIM
23
Karpus Investment Management
New York
$11.9M -$2.75M -56,450 -19%
CAG
24
Crestwood Advisors Group
Massachusetts
$11.4M +$2.13M +43,760 +23%
SCA
25
STALEY CAPITAL ADVISERS
Pennsylvania
$10.4M -$268K -5,500 -3%

SHM Hedge Fund Activity: Q1 2014 in Review

168 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q1 2014, worth a combined $1.11B — up 1.6% from $1.09B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SHM positions and 11 closed out — a net gain of 11 holders — while 68 added to existing stakes and 51 trimmed.

The largest buyer was Steel Grove Capital Advisors, opening a new position worth an estimated $13.1M. The largest seller was Spruce Investment Advisors, cutting an estimated $36.5M.

  • 168 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q1 2014, up from 158 in Q4 2013.
  • Funds reported $1.11B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q1 2014, up 1.6% quarter-over-quarter.
  • 22 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q1 2014 and 11 closed out, a net change of +11 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q1 2014 was Steel Grove Capital Advisors, an estimated $13.1M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q1 2014 was Spruce Investment Advisors, an estimated $36.5M sold.

Based on aggregated 13F filings for Q1 2014.