UBS’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

UBS’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$68.4M	Sell	1,401,933 -7,388	-0.5%	-$360K	0.05%	371
2014 Q2	$68.6M	Buy	1,409,321 +193,557	+16%	+$9.41M	0.05%	342
2014 Q1	$59M	Buy	1,215,764 +85,256	+8%	+$4.15M	0.05%	357
2013 Q4	$54.9M	Buy	1,130,508 +307,011	+37%	+$14.9M	0.05%	362
2013 Q3	$39.9M	Buy	823,497 +56,636	+7%	+$2.73M	0.04%	410
2013 Q2	$36.7M	Buy	+766,861	New	+$37.2M	0.04%	413

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

USAA

United Services Automobile Association San Antonio, Texas $851M AUM 5.13% 1-Year Est. Return

Gateway Advisory Westfield, New Jersey $620M AUM 19.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's SHM Position: Q3 2014 in Review

UBS reduced its State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) stake by 0.52% in Q3 2014, selling an estimated $360K and leaving 1,401,933 shares worth $68.4M. The position accounts for 0.05% of the portfolio, ranked #371.

UBS first reported a position in SHM in Q2 2013 and has held it in 6 quarters since. The position peaked at $68.6M in Q2 2014. 178 funds tracked by Wall St. Rank hold SHM as of Q3 2014.

UBS held 1,401,933 shares of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF worth $68.4M as of Q3 2014.
UBS sold 7,388 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2014, an estimated $360K.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF made up 0.05% of UBS's portfolio in Q3 2014, its #371 holding.
UBS first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and has held it in 6 quarters since.
UBS's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $68.6M in Q2 2014.
178 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.