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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

268 hedge funds and large institutions have $2.01B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2016 Q4 according to their latest regulatory filings, with 62 funds opening new positions, 82 increasing their positions, 90 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

313% more first-time investments, than exits

New positions opened: 62 | Existing positions closed: 15

50% more funds holding in top 10

Funds holding in top 10: 1421 (+7)

21% more capital invested

Capital invested by funds: $1.66B → $2.01B (+$356M)

19% more funds holding

Funds holding: 226268 (+42)

7.56% more ownership

Funds ownership: 52.83%60.39% (+7.6%)

9% less repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 90

Holders
268
Holders Change
+42
Holders Change %
+18.58%
% of All Funds
6.7%
Holding in Top 10
21
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+50%
% of All Funds
0.53%
New
62
Increased
82
Reduced
90
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$439M +$31.5M +651,502 +8%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$150M +$15.5M +320,872 +11%
PL
3
Plancorp LLC
Missouri
$113M +$114M +2,364,145 New
Morgan Stanley
4
Morgan Stanley
New York
$87.8M -$18.4M -381,513 -17%
UBS Group
5
UBS Group
Switzerland
$83.8M -$8.99M -186,095 -10%
KIM
6
Karpus Investment Management
New York
$83M +$24.4M +504,951 +41%
RJA
7
Raymond James & Associates
Florida
$66.3M +$9.82M +203,254 +17%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$56M -$477K -9,885 -0.8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$51.6M +$14.4M +298,618 +38%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$44.8M +$45.1M +933,492 New
PC
11
Premise Capital
Illinois
$39.5M +$37.3M +771,302 +1,474%
CAM
12
Caprin Asset Management
Virginia
$33M +$841K +17,411 +3%
B
13
Bailard
California
$32.7M +$8.72M +180,610 +36%
Wells Fargo
14
Wells Fargo
California
$31.5M +$854K +17,687 +3%
USAA
15
United Services Automobile Association
Texas
$27.3M +$1.19M +24,542 +4%
BC
16
Brinker Capital
Pennsylvania
$24.7M -$1.82M -37,622 -7%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$23.6M -$880K -18,230 -4%
G
18
GenTrust
Florida
$22M +$22.2M +459,386 New
CCG
19
Chatham Capital Group
Georgia
$21.4M +$2.21M +45,690 +11%
Kayne Anderson Rudnick Investment Management
20
Kayne Anderson Rudnick Investment Management
California
$19.8M -$10M -206,968 -33%
Ameriprise
21
Ameriprise
Minnesota
$19.7M +$19.9M +411,024 New
GA
22
Gateway Advisory
New Jersey
$19.4M -$1.58M -32,726 -7%
Citigroup
23
Citigroup
New York
$18.5M -$632K -13,094 -3%
CHA
24
Cedar Hill Associates
Illinois
$18.4M +$439K +9,098 +2%
TNBTD
25
Trustmark National Bank Trust Department
Mississippi
$17.6M +$1.34M +27,841 +8%

SHM Hedge Fund Activity: Q4 2016 in Review

268 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2016, worth a combined $2.01B — up 21% from $1.66B a quarter earlier.

Buyers outnumbered sellers: 62 funds opened new SHM positions and 15 closed out — a net gain of 47 holders — while 82 added to existing stakes and 90 trimmed.

The largest buyer was Plancorp LLC, opening a new position worth an estimated $114M. The largest seller was Morgan Stanley, cutting an estimated $18.4M.

  • 268 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2016, up from 226 in Q3 2016.
  • Funds reported $2.01B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2016, up 21% quarter-over-quarter.
  • 62 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2016 and 15 closed out, a net change of +47 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2016 was Plancorp LLC, an estimated $114M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2016 was Morgan Stanley, an estimated $18.4M sold.

Based on aggregated 13F filings for Q4 2016.