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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF

417 hedge funds and large institutions have $3.75B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2020 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 161 increasing their positions, 111 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 31

45% more repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 111

25% more funds holding in top 10

Funds holding in top 10: 1215 (+3)

6% more funds holding

Funds holding: 395417 (+22)

5% more capital invested

Capital invested by funds: $3.57B → $3.75B (+$182M)

1.62% more ownership

Funds ownership: 83.75%85.38% (+1.6%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $7.88M

Holders
417
Holders Change
+22
Holders Change %
+5.57%
% of All Funds
7.38%
Holding in Top 10
15
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+25%
% of All Funds
0.27%
New
59
Increased
161
Reduced
111
Closed
31
Calls
Puts
$7.88M
Net Calls
-$7.88M
Net Calls Change
-$7.88M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$799M +$40.9M +821,018 +5%
Morgan Stanley
2
Morgan Stanley
New York
$380M +$43.4M +871,692 +13%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$288M +$21.1M +423,109 +8%
RJA
4
Raymond James & Associates
Florida
$220M +$12.2M +245,419 +6%
Mercer Global Advisors
5
Mercer Global Advisors
Colorado
$187M +$5.38M +107,987 +3%
Wells Fargo
6
Wells Fargo
California
$113M -$2.03M -40,821 -2%
Goldman Sachs
7
Goldman Sachs
New York
$86.6M +$9.95M +199,751 +13%
Ameriprise
8
Ameriprise
Minnesota
$69.7M +$524K +10,525 +0.8%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$69M +$3.92M +78,765 +6%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$66.1M +$1.65M +33,152 +3%
UCFA
11
United Capital Financial Advisors
Texas
$60.8M +$15.3M +307,475 +34%
BWM
12
Biltmore Wealth Management
Arizona
$58.2M +$139K +2,801 +0.2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$55.1M +$240K +4,814 +0.4%
Financial Engines Advisors
14
Financial Engines Advisors
California
$52.5M +$5.24M +105,222 +11%
Citigroup
15
Citigroup
New York
$52.2M +$130K +2,605 +0.2%
LPL Financial
16
LPL Financial
California
$45.6M +$3.71M +74,598 +9%
CAM
17
Caprin Asset Management
Virginia
$43.3M -$8.37K -168 -0%
B
18
Bailard
California
$41.9M +$5.67M +113,854 +16%
Jane Street
19
Jane Street
New York
$40.8M +$23.5M +471,033 +135%
UBS Group
20
UBS Group
Switzerland
$34.5M -$5.27M -105,810 -13%
TNBTD
21
Trustmark National Bank Trust Department
Mississippi
$33M +$522K +10,477 +2%
Stifel Financial
22
Stifel Financial
Missouri
$30.4M -$847K -17,013 -3%
AWA
23
Alaska Wealth Advisors
Alaska
$30M +$2.07M +41,522 +7%
SB
24
Sunflower Bank
Texas
$25.9M +$2.93M +58,863 +13%
Osaic Holdings
25
Osaic Holdings
Arizona
$25.5M -$1.14M -22,817 -4%

SHM Hedge Fund Activity: Q4 2020 in Review

417 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2020, worth a combined $3.75B — up 5.1% from $3.57B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new SHM positions and 31 closed out — a net gain of 28 holders — while 161 added to existing stakes and 111 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $43.4M. The largest seller was Karpus Investment Management, cutting an estimated $23.7M.

  • 417 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2020, up from 395 in Q3 2020.
  • Funds reported $3.75B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2020, up 5.1% quarter-over-quarter.
  • 59 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2020 and 31 closed out, a net change of +28 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2020 was Morgan Stanley, an estimated $43.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2020 was Karpus Investment Management, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2020.