Caprin Asset Management’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Caprin Asset Management’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	$14.8M	Sell	315,464 -92,135	-23%	-$4.29M	23.13%	1
2022 Q3	$18.8M	Sell	407,599 -353,297	-46%	-$16.7M	27%	1
2022 Q2	$36M	Sell	760,896 -30,495	-4%	-$1.43M	36.91%	1
2022 Q1	$37.5M	Sell	791,391 -30,211	-4%	-$1.46M	32.08%	2
2021 Q4	$40.4M	Sell	821,602 -13,921	-2%	-$686K	31.31%	2
2021 Q3	$41.3M	Sell	835,523 -22,796	-3%	-$1.13M	31.75%	2
2021 Q2	$42.5M	Buy	858,319 +1,048	+0.1%	+$52K	32.04%	2
2021 Q1	$42.5M	Sell	857,271 -11,766	-1%	-$584K	32.47%	2
2020 Q4	$43.3M	Sell	869,037 -168	-0%	-$8.37K	32.36%	2
2020 Q3	$43.3M	Buy	869,205 +19,182	+2%	+$958K	32.79%	2
2020 Q2	$42.4M	Sell	850,023 -9,810	-1%	-$485K	32.71%	2
2020 Q1	$42M	Sell	859,833 -1,587	-0.2%	-$77.6K	32.93%	2
2019 Q4	$42.3M	Sell	861,420 -3,377	-0.4%	-$166K	32.74%	2
2019 Q3	$42.4M	Sell	864,797 -16,210	-2%	-$796K	32.54%	2
2019 Q2	$43.1M	Sell	881,007 -11,046	-1%	-$537K	33.22%	2
2019 Q1	$43.2M	Sell	892,053 -6,388	-0.7%	-$308K	33.47%	2
2018 Q4	$43.2M	Sell	898,441 -53,168	-6%	-$2.54M	34.09%	2
2018 Q3	$45.4M	Buy	951,609 +28,058	+3%	+$1.35M	35.33%	1
2018 Q2	$44.3M	Buy	923,551 +4,649	+0.5%	+$222K	35.07%	1
2018 Q1	$43.9M	Buy	918,902 +209,202	+29%	+$10M	35.12%	1
2017 Q4	$34M	Sell	709,700 -16,048	-2%	-$775K	26.53%	2
2017 Q3	$35.3M	Buy	725,748 +723,525	+32,547%	+$35.3M	27.15%	2
2017 Q2	$235K	Sell	2,223 -708,125	-100%	-$34.4M	0.18%	12
2017 Q1	$34.4M	Buy	710,348 +21,946	+3%	+$1.06M	27.19%	2
2016 Q4	$33M	Buy	688,402 +17,411	+3%	+$841K	26.03%	1
2016 Q3	$32.8M	Buy	670,991 +193,505	+41%	+$9.49M	25.39%	2
2016 Q2	$23.4M	Buy	477,486 +42,753	+10%	+$2.09M	18.65%	3
2016 Q1	$21.2M	Buy	434,733 +158,509	+57%	+$7.75M	17.91%	2
2015 Q4	$13.5M	Buy	+276,224	New	+$13.5M	11.55%	4

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Caprin Asset Management's SHM Position: Q4 2022 in Review

Caprin Asset Management reduced its State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) stake by 23% in Q4 2022, selling an estimated $4.29M and leaving 315,464 shares worth $14.8M. The position accounts for 23.13% of the portfolio, ranked #1.

Caprin Asset Management first reported a position in SHM in Q4 2015 and has held it in 29 quarters since. The position peaked at $45.4M in Q3 2018. 465 funds tracked by Wall St. Rank hold SHM as of Q4 2022.

Caprin Asset Management held 315,464 shares of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF worth $14.8M as of Q4 2022.
Caprin Asset Management sold 92,135 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q4 2022, an estimated $4.29M.
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF made up 23.13% of Caprin Asset Management's portfolio in Q4 2022, its #1 holding.
Caprin Asset Management first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2015 and has held it in 29 quarters since.
Caprin Asset Management's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $45.4M in Q3 2018.
465 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q4 2022.

Based on Caprin Asset Management's 13F filing for Q4 2022, filed 24 Jan 2023.