Credit Suisse’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Credit Suisse’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-23,000	Closed	-$1.13M	–	4237
2019 Q2	$1.13M	Buy	+23,000	New	+$1.12M	﹤0.01%	2855
2016 Q1	–	Sell	-46,286	Closed	-$2.25M	–	4258
2015 Q4	$2.25M	Sell	46,286 -9,898	-18%	-$482K	﹤0.01%	2197
2015 Q3	$2.74M	Sell	56,184 -21,914	-28%	-$1.07M	﹤0.01%	2022
2015 Q2	$3.79M	Sell	78,098 -47,461	-38%	-$2.3M	﹤0.01%	1982
2015 Q1	$6.11M	Sell	125,559 -49,574	-28%	-$2.41M	0.01%	1514
2014 Q4	$8.51M	Buy	175,133 +79,996	+84%	+$3.9M	0.01%	1388
2014 Q3	$4.64M	Sell	95,137 -74,899	-44%	-$3.65M	﹤0.01%	1808
2014 Q2	$8.27M	Sell	170,036 -3,352	-2%	-$163K	0.01%	1545
2014 Q1	$8.41M	Sell	173,388 -15,000	-8%	-$730K	0.01%	1367
2013 Q4	$9.15M	Buy	188,388 +2,897	+2%	+$141K	0.01%	1344
2013 Q3	$8.98M	Buy	185,491 +51,556	+38%	+$2.48M	0.01%	1205
2013 Q2	$6.4M	Buy	+133,935	New	+$6.5M	0.01%	1399

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BWM

Biltmore Wealth Management Tempe, Arizona $281M AUM 18.28% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Credit Suisse's SHM Position: Q3 2019 in Review

Credit Suisse sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2019, closing a stake of 23,000 shares — an estimated $1.13M sold.

Credit Suisse first reported a position in SHM in Q2 2013 and held it in 12 quarters. The position peaked at $9.15M in Q4 2013. 355 funds tracked by Wall St. Rank hold SHM as of Q3 2019.

Credit Suisse reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2019 after selling out during the quarter.
Credit Suisse sold 23,000 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2019, an estimated $1.13M.
Credit Suisse first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and held it in 12 quarters.
Credit Suisse's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $9.15M in Q4 2013.
355 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2019.

Based on Credit Suisse's 13F filing for Q3 2019, filed 12 Nov 2019.