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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$81.5B
$10K ﹤0.01%
90
+89
+8,900% +$10.3K
RFI
27
Cohen & Steers Total Return Realty Fund
RFI
$310M
$9K ﹤0.01%
+675
New +$8.42K
WMB icon
28
Williams Companies
WMB
$87.9B
$9K ﹤0.01%
350
-52
-13% -$1.82K
AIA icon
29
iShares Asia 50 ETF
AIA
$4.91B
$8K ﹤0.01%
+185
New +$8.24K
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.14T
$8K ﹤0.01%
62
-151
-71% -$20.3K
SHY icon
31
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$8K ﹤0.01%
+97
New +$8.21K
AXP icon
32
American Express
AXP
$229B
$7K ﹤0.01%
+100
New +$7.28K
EEM icon
33
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$7K ﹤0.01%
+205
New +$7.03K
FRI icon
34
First Trust S&P REIT Index Fund
FRI
$201M
$7K ﹤0.01%
+321
New +$7.02K
WELL icon
35
Welltower
WELL
$169B
$7K ﹤0.01%
+100
New +$6.53K
GE icon
36
GE Aerospace
GE
$380B
$6K ﹤0.01%
41
-66
-62% -$9.37K
HY icon
37
Hyster-Yale Materials Handling
HY
$629M
$6K ﹤0.01%
+105
New +$6.02K
RFG icon
38
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$6K ﹤0.01%
250
+210
+525% +$5.35K
VUG icon
39
Vanguard Morningstar Growth ETF
VUG
$230B
$6K ﹤0.01%
+312
New +$5.59K
STBZ
40
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$6K ﹤0.01%
+285
New +$6.2K
BOND icon
41
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$5K ﹤0.01%
+49
New +$5.18K
CSCO icon
42
Cisco
CSCO
$483B
$5K ﹤0.01%
200
-63
-24% -$1.74K
MLCO icon
43
Melco Resorts & Entertainment
MLCO
$2.12B
$5K ﹤0.01%
+300
New +$5.12K
PFE icon
44
Pfizer
PFE
$154B
$5K ﹤0.01%
148
-93
-39% -$2.93K
ABBV icon
45
AbbVie
ABBV
$438B
$4K ﹤0.01%
75
+11
+17% +$634
BTO
46
John Hancock Financial Opportunities Fund
BTO
$800M
$4K ﹤0.01%
+128
New +$3.48K
ETY icon
47
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$4K ﹤0.01%
+325
New +$3.64K
JPM icon
48
JPMorgan Chase
JPM
$956B
$4K ﹤0.01%
62
-75
-55% -$4.88K
NRF
49
DELISTED
NorthStar Realty Finance Corp.
NRF
$4K ﹤0.01%
+258
New +$5.19K
USLV
50
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$4K ﹤0.01%
+40
New +$4.98K
1
2
3 4 5

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SFP
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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.