NMIS
BTO

Northwestern Mutual Investment Services’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Northwestern Mutual Investment Services’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-128
Closed -$4K – 13
2015
Q4 		$4K Buy
+128
New +$3.48K ﹤0.01% 46

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Northwestern Mutual Investment Services's BTO Position: Q1 2016 in Review

Northwestern Mutual Investment Services sold out of John Hancock Financial Opportunities Fund (BTO) in Q1 2016, closing a stake of 128 shares — an estimated $4K sold.

Northwestern Mutual Investment Services first reported a position in BTO in Q4 2015 and held it in 1 quarter. The position peaked at $4K in Q4 2015. 47 funds tracked by Wall St. Rank hold BTO as of Q1 2016.

  • Northwestern Mutual Investment Services reported no remaining John Hancock Financial Opportunities Fund position as of Q1 2016 after selling out during the quarter.
  • Northwestern Mutual Investment Services sold 128 John Hancock Financial Opportunities Fund shares in Q1 2016, an estimated $4K.
  • Northwestern Mutual Investment Services first reported a position in John Hancock Financial Opportunities Fund in Q4 2015 and held it in 1 quarter.
  • Northwestern Mutual Investment Services's John Hancock Financial Opportunities Fund position peaked at $4K in Q4 2015.
  • 47 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q1 2016.

Based on Northwestern Mutual Investment Services's 13F filing for Q1 2016.