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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
76
ConocoPhillips
COP
$148B
$1K ﹤0.01%
+30
New +$1.57K
CSX icon
77
CSX Corp
CSX
$92.8B
$1K ﹤0.01%
+135
New +$1.23K
DBEU icon
78
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$1K ﹤0.01%
+41
New +$1.08K
FTC icon
79
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1K ﹤0.01%
+31
New +$1.5K
FXD icon
80
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$1K ﹤0.01%
+43
New +$1.51K
FXO icon
81
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1K ﹤0.01%
+63
New +$1.49K
IBND icon
82
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$1K ﹤0.01%
+21
New +$653
MDYG icon
83
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$1K ﹤0.01%
+33
New +$1.33K
MDYV icon
84
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$1K ﹤0.01%
+32
New +$1.28K
MGC icon
85
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$1K ﹤0.01%
+11
New +$772
NOK icon
86
Nokia
NOK
$51B
$1K ﹤0.01%
+100
New +$713
O icon
87
Realty Income
O
$58.6B
$1K ﹤0.01%
+26
New +$1.24K
PCY icon
88
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1K ﹤0.01%
25
-85
-77% -$2.36K
SCHB icon
89
Schwab US Broad Market ETF
SCHB
$44.8B
$1K ﹤0.01%
+150
New +$1.24K
SCHD icon
90
Schwab US Dividend Equity ETF
SCHD
$107B
$1K ﹤0.01%
+87
New +$1.12K
SCHG icon
91
Schwab US Large-Cap Growth ETF
SCHG
$63B
$1K ﹤0.01%
+200
New +$1.33K
SCHM icon
92
Schwab US Mid-Cap ETF
SCHM
$15B
$1K ﹤0.01%
+105
New +$1.43K
SCHR
93
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
+36
New +$971
SCHV
94
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1K ﹤0.01%
+78
New +$1.11K
SCHZ icon
95
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1K ﹤0.01%
+34
New +$881
TLT icon
96
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$1K ﹤0.01%
5
-42
-89% -$5.12K
VB icon
97
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$1K ﹤0.01%
+13
New +$1.47K
VBK icon
98
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$1K ﹤0.01%
+10
New +$1.23K
VBR icon
99
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$1K ﹤0.01%
+8
New +$816
CLR
100
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1K ﹤0.01%
+22
New +$703
2 3
4
5 6

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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.