NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Quarter Est. Return
1 Year Est. Return
-2.45%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
455
New
Increased
Reduced
Closed

Top Buys

1
+$14.1M
2
+$9.6M
3
+$5.94M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$3.98M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.67M

Top Sells

1
+$48K
2
+$41K
3
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$26.8K

Sector Composition

1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUP
126
DELISTED
Tupperware Brands Corporation
TUP
– –
-1
SPLK
127
DELISTED
Splunk Inc
SPLK
– –
-27
SVVC
128
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-24
HYLD
129
DELISTED
High Yield ETF
HYLD
– –
-112
ABB
130
DELISTED
ABB Ltd
ABB
– –
-95
FRC
131
DELISTED
First Republic Bank
FRC
– –
-30
WBII
132
DELISTED
WBI BullBear Global Income ETF
WBII
– –
-1,628
MNDT
133
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-23
RDS.A
134
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-1
RDS.B
135
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-36
MXIM
136
DELISTED
Maxim Integrated Products
MXIM
– –
-60
WBIE
137
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
– –
-323
VAR
138
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-79
HDS
139
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-64
DNKN
140
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-21
AMAG
141
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-8
BITA
142
DELISTED
Bitauto Holdings Limited
BITA
– –
-18
MNTA
143
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-26
CHK
144
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1
AKRX
145
DELISTED
Akorn Inc
AKRX
– –
-43
JCP
146
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-243
CRZO
147
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-28
STI
148
DELISTED
SunTrust Banks, Inc.
STI
– –
-1
MDSO
149
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-24
WBIB
150
DELISTED
WBI BullBear Value 2000 ETF
WBIB
– –
-269
4 5
6
7 8