Northwestern Mutual Investment Services’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Northwestern Mutual Investment Services’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-43	Closed	-$1K	–	30
2015 Q4	$1K	Buy	+43	New	+$1.51K	﹤0.01%	80
2015 Q3	–	Sell	-308	Closed	-$11K	–	344
2015 Q2	$11K	Buy	+308	New	+$11.4K	﹤0.01%	36

Other funds holding FXD

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Northwestern Mutual Investment Services's FXD Position: Q1 2016 in Review

Northwestern Mutual Investment Services sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q1 2016, closing a stake of 43 shares — an estimated $1K sold.

Northwestern Mutual Investment Services first reported a position in FXD in Q2 2015 and held it in 2 quarters. The position peaked at $11K in Q2 2015. 113 funds tracked by Wall St. Rank hold FXD as of Q1 2016.

Northwestern Mutual Investment Services reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Northwestern Mutual Investment Services sold 43 First Trust Consumer Discretionary AlphaDEX Fund shares in Q1 2016, an estimated $1K.
Northwestern Mutual Investment Services first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q2 2015 and held it in 2 quarters.
Northwestern Mutual Investment Services's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $11K in Q2 2015.
113 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q1 2016.

Based on Northwestern Mutual Investment Services's 13F filing for Q1 2016.