TDC
CEM

Thompson Davis & Co’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Thompson Davis & Co’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-51
Closed -$7K – 1285
2014
Q3 		$7K Hold
51
– – 0.01% 809
2014
Q2 		$8K Buy
51
+1
+2% +$141 0.01% 529
2014
Q1 		$7K Sell
50
-53
-51% -$6.93K 0.01% 580
2013
Q4 		$14K Buy
+103
New +$13.8K 0.02% 399

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Thompson Davis & Co's CEM Position: Q4 2014 in Review

Thompson Davis & Co sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2014, closing a stake of 51 shares — an estimated $7K sold.

Thompson Davis & Co first reported a position in CEM in Q4 2013 and held it in 4 quarters. The position peaked at $14K in Q4 2013. 87 funds tracked by Wall St. Rank hold CEM as of Q4 2014.

  • Thompson Davis & Co reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2014 after selling out during the quarter.
  • Thompson Davis & Co sold 51 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2014, an estimated $7K.
  • Thompson Davis & Co first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2013 and held it in 4 quarters.
  • Thompson Davis & Co's ClearBridge MLP and Midstream Fund Inc. position peaked at $14K in Q4 2013.
  • 87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2014.

Based on Thompson Davis & Co's 13F filing for Q4 2014, filed 6 Feb 2015.