TCA
CEM

Tortoise Capital Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Tortoise Capital Advisors’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-1,516
Closed -$116K – 169
2017
Q2 		$116K Buy
+1,516
New +$122K ﹤0.01% 95
2014
Q2 		– Sell
-740
Closed -$99K – 125
2014
Q1 		$99K Buy
+740
New +$96.7K ﹤0.01% 96

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
FT
Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Tortoise Capital Advisors's CEM Position: Q3 2017 in Review

Tortoise Capital Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2017, closing a stake of 1,516 shares — an estimated $116K sold.

Tortoise Capital Advisors first reported a position in CEM in Q1 2014 and held it in 2 quarters. The position peaked at $116K in Q2 2017. 76 funds tracked by Wall St. Rank hold CEM as of Q3 2017.

  • Tortoise Capital Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2017 after selling out during the quarter.
  • Tortoise Capital Advisors sold 1,516 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2017, an estimated $116K.
  • Tortoise Capital Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2014 and held it in 2 quarters.
  • Tortoise Capital Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $116K in Q2 2017.
  • 76 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2017.

Based on Tortoise Capital Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.