CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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70 hedge funds and large institutions have $315M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$122M
2
CA
Cornerstone Advisors
North Carolina
$1.83M
3
NCM
Newgate Capital Management
Connecticut
$1.29M
4
Wells Fargo
Wells Fargo
California
$7.81M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.72M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$16.4M
2
Bank of America
Bank of America
North Carolina
$41.9M
3
Ameriprise
Ameriprise
Minnesota
$1.12M
4
Invesco
Invesco
Georgia
$9.09M
5
U
UBS
Switzerland
$6.91M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
51
B. Riley Wealth Advisors
Florida
$133K – – –
TCA
52
Tortoise Capital Advisors
Kansas
$99K +$99K +740 New
US Bancorp
53
US Bancorp
Minnesota
$96K +$50.7K +380 +112%
1IC
54
1919 Investment Counsel
Maryland
$92K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$78K +$78K +583 New
Northwestern Mutual Wealth Management
56
Northwestern Mutual Wealth Management
Wisconsin
$60K +$60K +450 New
SFSIG
57
San Francisco Sentry Investment Group
California
$56K +$2.12K +16 +4%
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$53K -$26.5K -200 -33%
JIC
59
Joel Isaacson & Co
New York
$53K – – –
WT
60
Whittier Trust
California
$51K – – –
AIG
61
American International Group
New York
$49.3K +$133 +1 +0.3%
RNS
62
Robert N. Shapiro
$40K -$671 -5 -2%
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$40K +$13.3K +100 +50%
GT
64
Glenmede Trust
Pennsylvania
$36K – – –
LFR
65
Lehman Financial Resources
Pennsylvania
$27K – – –
AC
66
Alexandria Capital
Virginia
$19K – – –
LTFS
67
Ladenburg Thalmann Financial Services
Florida
$18K +$18K +134 New
TDC
68
Thompson Davis & Co
Virginia
$7K -$7.42K -53 -51%
CG
69
Colony Group
Massachusetts
$7K -$127 -1 -2%
OFG
70
OTA Financial Group
New York
– -$2.07K -15,221 Closed
BFM
71
Boston Financial Management
Massachusetts
– -$340K -2,500 Closed
MCM
72
Maryland Capital Management
Maryland
– -$339K -2,490 Closed
Northern Trust
73
Northern Trust
Illinois
– -$253K -1,859 Closed
CAN
74
Cetera Advisor Networks
California
– -$213K -1,577 Closed
CFN
75
Cordasco Financial Network
Florida
– -$77K -569 Closed
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