Boston Financial Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Boston Financial Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-2,500	Closed	-$340K	–	207
2013 Q4	$340K	Hold	2,500	–	–	0.05%	177
2013 Q3	$333K	Hold	2,500	–	–	0.05%	175
2013 Q2	$352K	Buy	+2,500	New	+$341K	0.05%	172

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Boston Financial Management's CEM Position: Q1 2014 in Review

Boston Financial Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2014, closing a stake of 2,500 shares — an estimated $340K sold.

Boston Financial Management first reported a position in CEM in Q2 2013 and held it in 3 quarters. The position peaked at $352K in Q2 2013. 70 funds tracked by Wall St. Rank hold CEM as of Q1 2014.

Boston Financial Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2014 after selling out during the quarter.
Boston Financial Management sold 2,500 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2014, an estimated $340K.
Boston Financial Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 3 quarters.
Boston Financial Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $352K in Q2 2013.
70 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2014.

Based on Boston Financial Management's 13F filing for Q1 2014, filed 8 May 2014.