Northern Trust
CEM

Northern Trust’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Northern Trust’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-1,859
Closed -$253K – 4213
2013
Q4 		$253K Buy
+1,859
New +$249K ﹤0.01% 3664

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Northern Trust's CEM Position: Q1 2014 in Review

Northern Trust sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2014, closing a stake of 1,859 shares — an estimated $253K sold.

Northern Trust first reported a position in CEM in Q4 2013 and held it in 1 quarter. The position peaked at $253K in Q4 2013. 70 funds tracked by Wall St. Rank hold CEM as of Q1 2014.

  • Northern Trust reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2014 after selling out during the quarter.
  • Northern Trust sold 1,859 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2014, an estimated $253K.
  • Northern Trust first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2013 and held it in 1 quarter.
  • Northern Trust's ClearBridge MLP and Midstream Fund Inc. position peaked at $253K in Q4 2013.
  • 70 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2014.

Based on Northern Trust's 13F filing for Q1 2014, filed 14 May 2014.