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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNT
676
DELISTED
Syntel Inc
SYNT
$10K ﹤0.01%
230
+80
+53% +$3.29K
NQM
677
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$10K ﹤0.01%
700
– –
HIBB
678
DELISTED
Hibbett, Inc. Common Stock
HIBB
$10K ﹤0.01%
180
-13
-7% -$700
AJG icon
679
Arthur J. Gallagher & Co
AJG
$64.5B
$9K ﹤0.01%
200
– –
AVK
680
Advent Convertible and Income Fund
AVK
$560M
$9K ﹤0.01%
642
+334
+108% +$6K
BFOR icon
681
Barron's 400 ETF
BFOR
$238M
$9K ﹤0.01%
1,200
– –
BKE icon
682
Buckle
BKE
$2.36B
$9K ﹤0.01%
200
– –
BBBY
683
Bed Bath & Beyond
BBBY
$429M
$9K ﹤0.01%
799
– –
EWC icon
684
iShares MSCI Canada ETF
EWC
$6.26B
$9K ﹤0.01%
292
– –
FWRD icon
685
Forward Air
FWRD
$563M
$9K ﹤0.01%
180
– –
GXC icon
686
State Street SPDR S&P China ETF
GXC
$476M
$9K ﹤0.01%
114
– –
HMC icon
687
Honda
HMC
$39.9B
$9K ﹤0.01%
260
– –
HPS
688
John Hancock Preferred Income Fund III
HPS
$458M
$9K ﹤0.01%
500
– –
IYK icon
689
iShares US Consumer Staples ETF
IYK
$1.41B
$9K ﹤0.01%
285
– –
JRS icon
690
Nuveen Real Estate Income Fund
JRS
$244M
$9K ﹤0.01%
800
– –
NEOG icon
691
Neogen
NEOG
$2.46B
$9K ﹤0.01%
573
+133
+30% +$1.98K
PEGA icon
692
Pegasystems
PEGA
$5.21B
$9K ﹤0.01%
860
-580
-40% -$5.55K
PPLT
693
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
$9K ﹤0.01%
650
+550
+550% +$7.76K
PRU icon
694
Prudential Financial
PRU
$41.9B
$9K ﹤0.01%
100
– –
RH icon
695
RH
RH
$3.56B
$9K ﹤0.01%
+100
New +$7K
ROST icon
696
Ross Stores
ROST
$81.6B
$9K ﹤0.01%
278
-20
-7% -$687
SAM icon
697
Boston Beer
SAM
$1.88B
$9K ﹤0.01%
42
– –
JPS
698
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$9K ﹤0.01%
950
– –
SJI
699
DELISTED
South Jersey Industries, Inc.
SJI
$9K ﹤0.01%
300
– –
PLKI
700
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$9K ﹤0.01%
200
– –
26 27
28
29 30

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.