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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$863B
$57.5M 5.57%
149,737
+4,764
+3% +$1.84M
ITOT icon
2
iShares Core S&P Total US Stock Market ETF
ITOT
$92.8B
$18.5M 1.79%
217,986
+657
+0.3% +$56.1K
AAPL icon
3
Apple
AAPL
$5.01T
$18.1M 1.75%
139,125
+291
+0.2% +$41.6K
ONEQ icon
4
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.1B
$17.4M 1.68%
424,588
+19,517
+5% +$833K
STIP icon
5
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$16.7M 1.62%
172,051
-1,258
-0.7% -$122K
ABBV icon
6
AbbVie
ABBV
$465B
$16.7M 1.61%
103,076
+3,447
+3% +$529K
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$16.6M 1.61%
43,349
-575
-1% -$221K
MSFT icon
8
Microsoft
MSFT
$2.94T
$16.1M 1.56%
66,984
+1,260
+2% +$302K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$16M 1.55%
152,058
+2,848
+2% +$298K
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$8.05B
$15.8M 1.53%
210,826
-736
-0.3% -$54.3K
QQQ icon
11
Invesco QQQ Trust
QQQ
$440B
$15.5M 1.5%
58,236
+6,282
+12% +$1.74M
PFF icon
12
iShares Preferred and Income Securities ETF
PFF
$13.2B
$14.7M 1.42%
481,830
-71,988
-13% -$2.24M
USMV icon
13
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$14.1M 1.37%
195,942
+5,324
+3% +$379K
JNJ icon
14
Johnson & Johnson
JNJ
$639B
$13.4M 1.29%
75,646
+3,558
+5% +$614K
PG icon
15
Procter & Gamble
PG
$338B
$12.6M 1.22%
83,195
+3,730
+5% +$523K
SCHD icon
16
Schwab US Dividend Equity ETF
SCHD
$104B
$12.3M 1.19%
487,485
+31,431
+7% +$776K
ESGU icon
17
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$11.1M 1.08%
131,480
-10,918
-8% -$931K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$225B
$11.1M 1.08%
265,434
-16,506
-6% -$669K
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.1M 1.07%
73,026
-1,124
-2% -$168K
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$109B
$10.8M 1.05%
114,388
+1,823
+2% +$175K
GSLC icon
21
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$10.8M 1.05%
142,052
-5,469
-4% -$419K
VYMI icon
22
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$10.6M 1.02%
177,192
+74,710
+73% +$4.29M
VUG icon
23
Vanguard Growth ETF
VUG
$214B
$10.4M 1.01%
292,284
+17,640
+6% +$649K
EMR icon
24
Emerson Electric
EMR
$82.1B
$10.1M 0.98%
105,367
+2,597
+3% +$233K
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$81.1B
$10M 0.97%
92,628
-1,151
-1% -$122K
1
2 3 4 5

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.