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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$863B
$52M 5.48%
144,973
+18,583
+15% +$7.42M
AAPL icon
2
Apple
AAPL
$4.99T
$19.2M 2.02%
138,834
-105
-0.1% -$16.5K
PFF icon
3
iShares Preferred and Income Securities ETF
PFF
$13.1B
$17.5M 1.85%
553,818
+19,261
+4% +$646K
ITOT icon
4
iShares Core S&P Total US Stock Market ETF
ITOT
$92.8B
$17.3M 1.82%
217,329
+68,226
+46% +$6.03M
ONEQ icon
5
Fidelity Nasdaq Composite Index ETF
ONEQ
$10B
$16.8M 1.77%
405,071
+97,956
+32% +$4.56M
STIP icon
6
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$16.7M 1.76%
173,309
+19,634
+13% +$1.97M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$15.7M 1.66%
43,924
+4,446
+11% +$1.77M
MSFT icon
8
Microsoft
MSFT
$2.93T
$15.3M 1.61%
65,724
+2,010
+3% +$531K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$15.3M 1.61%
149,210
+3,486
+2% +$384K
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$8.09B
$14.1M 1.48%
211,562
-89,751
-30% -$6.45M
QQQ icon
11
Invesco QQQ Trust
QQQ
$439B
$13.9M 1.46%
51,954
+3,797
+8% +$1.15M
ABBV icon
12
AbbVie
ABBV
$472B
$13.4M 1.41%
99,629
+5,155
+5% +$740K
USMV icon
13
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
$12.6M 1.33%
190,618
-22,569
-11% -$1.63M
SPY icon
14
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$776B
– –
0
– –
JNJ icon
15
Johnson & Johnson
JNJ
$647B
$11.8M 1.24%
72,088
+4,284
+6% +$725K
ESGU icon
16
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$11.3M 1.19%
142,398
+18,898
+15% +$1.67M
GSLC icon
17
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$10.5M 1.11%
147,521
+4,983
+3% +$393K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$223B
$10.3M 1.08%
281,940
+27,420
+11% +$1.12M
SCHD icon
19
Schwab US Dividend Equity ETF
SCHD
$105B
$10.1M 1.07%
456,054
+12,771
+3% +$310K
PG icon
20
Procter & Gamble
PG
$338B
$10M 1.06%
79,465
+4,934
+7% +$701K
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$112B
$10M 1.06%
74,150
+1,692
+2% +$252K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.81M 1.04%
112,565
+20,695
+23% +$2.01M
VUG icon
23
Vanguard Growth ETF
VUG
$213B
$9.79M 1.03%
274,644
+10,974
+4% +$441K
DGRW icon
24
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$9.35M 0.99%
+173,435
New +$10.3M
VYM icon
25
Vanguard High Dividend Yield ETF
VYM
$81.3B
$8.9M 0.94%
93,779
-21,075
-18% -$2.19M
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.