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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$57.5M
Cap. Flow %
4.35%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.6%
2 Technology 8.29%
3 Healthcare 5.22%
4 Consumer Staples 4.5%
5 Financials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$836B
$81.2M 6.15%
170,077
+1,316
+0.8% +$589K
AAPL icon
2
Apple
AAPL
$4.82T
$27.9M 2.11%
144,945
+4,172
+3% +$770K
QQQ icon
3
Invesco QQQ Trust
QQQ
$473B
$26.4M 2%
+64,455
New +$24.5M
MSFT icon
4
Microsoft
MSFT
$3.68T
$25.2M 1.9%
66,964
-58
-0.1% -$20.6K
ITOT icon
5
iShares Core S&P Total US Stock Market ETF
ITOT
$95B
$20.8M 1.57%
197,280
-35,392
-15% -$3.47M
ONEQ icon
6
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$20.8M 1.57%
350,406
-13,912
-4% -$763K
LQD icon
7
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$20.7M 1.57%
187,454
+9,994
+6% +$1.04M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$798B
$20M 1.51%
42,047
-725
-2% -$323K
SCHD icon
9
Schwab US Dividend Equity ETF
SCHD
$112B
$17.6M 1.33%
693,471
-81,834
-11% -$1.95M
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$7.71B
$17.5M 1.33%
218,902
-3,098
-1% -$236K
ABBV icon
11
AbbVie
ABBV
$463B
$17.3M 1.31%
111,724
-1,372
-1% -$200K
VUG icon
12
Vanguard Morningstar Growth ETF
VUG
$224B
$15.8M 1.19%
304,704
+84
+0% +$4.05K
PG icon
13
Procter & Gamble
PG
$340B
$14.1M 1.07%
96,254
-708
-0.7% -$105K
JNJ icon
14
Johnson & Johnson
JNJ
$642B
$13.4M 1.01%
85,482
-501
-0.6% -$76.8K
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$234B
$12.8M 0.97%
267,031
+311
+0.1% +$13.9K
VIG icon
16
Vanguard Dividend Appreciation ETF
VIG
$111B
$12.6M 0.95%
73,708
-2,885
-4% -$464K
IUSB icon
17
iShares Core Universal USD Bond ETF
IUSB
$43.4B
$12.2M 0.92%
264,003
-20,103
-7% -$889K
GSLC icon
18
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$12.2M 0.92%
129,574
+987
+0.8% +$86.7K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$106B
$11.8M 0.89%
108,577
+2,170
+2% +$209K
VOO icon
20
Vanguard S&P 500 ETF
VOO
$1.03T
$11.7M 0.88%
26,699
-2,948
-10% -$1.21M
GOVT icon
21
iShares US Treasury Bond ETF
GOVT
$41.3B
$11.3M 0.85%
489,512
+346,374
+242% +$7.71M
SPGP icon
22
Invesco S&P 500 GARP ETF
SPGP
$2.2B
$10.9M 0.83%
111,498
-6
-0% -$555
AMZN icon
23
Amazon
AMZN
$2.67T
$10.8M 0.82%
71,230
+1,211
+2% +$170K
BUFF icon
24
Innovator Laddered Allocation Power Buffer ETF
BUFF
$1.02B
$10.8M 0.82%
269,142
+186,841
+227% +$7.19M
HEFA icon
25
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.42B
$10.7M 0.81%
340,244
+255,270
+300% +$7.78M
1
2 3 4 5

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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $57.5M of net new capital in Q4 2023, opening 74 new positions and adding to 264 existing holdings. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.