Regal Investment Advisors’s Innovator Laddered Allocation Power Buffer ETF BUFF Stock Holding History

Regal Investment Advisors’s Portfolio BUFF Stock Details BUFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-119,446	Closed	-$5.27M	–	475
2024 Q3	$5.27M	Sell	119,446 -231,395	-66%	-$10M	0.37%	78
2024 Q2	$15M	Buy	350,841 +36,532	+12%	+$1.54M	0.98%	17
2024 Q1	$13.1M	Buy	314,309 +45,167	+17%	+$1.84M	0.9%	22
2023 Q4	$10.8M	Buy	269,142 +186,841	+227%	+$7.19M	0.82%	24
2023 Q3	$3.09M	Buy	82,301 +30,625	+59%	+$1.17M	0.26%	110
2023 Q2	$1.96M	Buy	+51,676	New	+$1.89M	0.16%	150

Other funds holding BUFF

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

PWP

Prasad Wealth Partners Independence, Ohio $416M AUM 21.9% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

HIW

Holos Integrated Wealth Kennett Square, Pennsylvania $214M AUM 14.99% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Regal Investment Advisors's BUFF Position: Q4 2024 in Review

Regal Investment Advisors sold out of Innovator Laddered Allocation Power Buffer ETF (BUFF) in Q4 2024, closing a stake of 119,446 shares — an estimated $5.27M sold.

Regal Investment Advisors first reported a position in BUFF in Q2 2023 and held it in 6 quarters. The position peaked at $15M in Q2 2024. 118 funds tracked by Wall St. Rank hold BUFF as of Q4 2024.

Regal Investment Advisors reported no remaining Innovator Laddered Allocation Power Buffer ETF position as of Q4 2024 after selling out during the quarter.
Regal Investment Advisors sold 119,446 Innovator Laddered Allocation Power Buffer ETF shares in Q4 2024, an estimated $5.27M.
Regal Investment Advisors first reported a position in Innovator Laddered Allocation Power Buffer ETF in Q2 2023 and held it in 6 quarters.
Regal Investment Advisors's Innovator Laddered Allocation Power Buffer ETF position peaked at $15M in Q2 2024.
118 funds tracked by Wall St. Rank held Innovator Laddered Allocation Power Buffer ETF as of Q4 2024.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.