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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$871B
$54.3M 4.8%
113,739
+7,146
+7% +$3.29M
FTCS icon
2
First Trust Capital Strength ETF
FTCS
$8.03B
$26.2M 2.32%
310,271
+8,432
+3% +$677K
AAPL icon
3
Apple
AAPL
$4.99T
$24.8M 2.19%
139,432
+2,431
+2% +$384K
MSFT icon
4
Microsoft
MSFT
$2.92T
$20.6M 1.83%
61,387
-923
-1% -$299K
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$19.5M 1.73%
147,260
+4,355
+3% +$579K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$18.5M 1.64%
38,990
+72
+0.2% +$33.1K
USMV icon
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$18.1M 1.6%
223,882
+20,940
+10% +$1.62M
QQQ icon
8
Invesco QQQ Trust
QQQ
$445B
$17.8M 1.57%
44,655
+2,074
+5% +$801K
ONEQ icon
9
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$16.7M 1.48%
275,012
-2,069
-0.7% -$124K
PFF icon
10
iShares Preferred and Income Securities ETF
PFF
$13.2B
$15.2M 1.35%
386,343
+94,560
+32% +$3.67M
ITOT icon
11
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$15.2M 1.34%
141,880
+3,146
+2% +$329K
ESGU icon
12
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$13.6M 1.2%
125,757
+14,164
+13% +$1.49M
ABBV icon
13
AbbVie
ABBV
$465B
$13.4M 1.19%
99,276
-2,733
-3% -$323K
GSLC icon
14
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$13.1M 1.16%
137,804
+15,276
+12% +$1.4M
VUG icon
15
Vanguard Growth ETF
VUG
$216B
$12M 1.07%
225,096
-23,532
-9% -$1.23M
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$110B
$12M 1.07%
105,043
+4,855
+5% +$553K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$225B
$12M 1.06%
234,303
+16,068
+7% +$825K
SCHD icon
18
Schwab US Dividend Equity ETF
SCHD
$104B
$12M 1.06%
444,009
+16,560
+4% +$430K
ACWV icon
19
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$11.9M 1.06%
110,159
+4,383
+4% +$463K
IAGG icon
20
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$11.7M 1.04%
215,245
+10,581
+5% +$583K
VIG icon
21
Vanguard Dividend Appreciation ETF
VIG
$113B
$11.4M 1.01%
66,106
+1,499
+2% +$247K
PG icon
22
Procter & Gamble
PG
$347B
$11.3M 1%
69,321
+773
+1% +$115K
JNJ icon
23
Johnson & Johnson
JNJ
$643B
$10.5M 0.93%
61,146
+806
+1% +$132K
PFE icon
24
Pfizer
PFE
$144B
$9.96M 0.88%
168,674
-3,126
-2% -$155K
JSMD icon
25
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$9.53M 0.84%
140,604
+476
+0.3% +$31.9K
1
2 3 4 5

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.