We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$866B
$72.5M 6.1%
168,761
+11,038
+7% +$4.94M
QQQ icon
2
CALL
Invesco QQQ Trust
QQQ
$441B
$28.5M 2.4%
+79,417
New +$29.5M
AAPL icon
3
Apple
AAPL
$5.04T
$24.1M 2.03%
140,773
+5,393
+4% +$989K
ITOT icon
4
iShares Core S&P Total US Stock Market ETF
ITOT
$93.1B
$21.9M 1.84%
232,672
-924
-0.4% -$90.8K
MSFT icon
5
Microsoft
MSFT
$2.94T
$21.2M 1.78%
67,022
+1,460
+2% +$482K
ONEQ icon
6
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.1B
$18.9M 1.59%
364,318
-33,935
-9% -$1.84M
SCHD icon
7
Schwab US Dividend Equity ETF
SCHD
$105B
$18.3M 1.54%
775,305
-49,551
-6% -$1.22M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$18.3M 1.54%
42,772
+1,254
+3% +$558K
LQD icon
9
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$18.1M 1.52%
177,460
+20,189
+13% +$2.13M
ABBV icon
10
AbbVie
ABBV
$471B
$16.9M 1.42%
113,096
+4,445
+4% +$653K
FTCS icon
11
First Trust Capital Strength ETF
FTCS
$8.08B
$16.3M 1.38%
222,000
+10,005
+5% +$757K
PG icon
12
Procter & Gamble
PG
$338B
$14.1M 1.19%
96,962
+3,266
+3% +$499K
VUG icon
13
Vanguard Growth ETF
VUG
$215B
$13.8M 1.16%
304,620
-1,200
-0.4% -$56.7K
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.2B
$13.6M 1.14%
450,489
-43,663
-9% -$1.33M
JNJ icon
15
Johnson & Johnson
JNJ
$644B
$13.4M 1.13%
85,983
+2,377
+3% +$392K
IUSB icon
16
iShares Core Universal USD Bond ETF
IUSB
$43B
$12.4M 1.05%
284,106
+11,261
+4% +$503K
VIG icon
17
Vanguard Dividend Appreciation ETF
VIG
$112B
$11.9M 1%
76,593
+2,597
+4% +$421K
VEA icon
18
Vanguard FTSE Developed Markets ETF
VEA
$224B
$11.7M 0.98%
266,720
+4,651
+2% +$213K
VOO icon
19
Vanguard S&P 500 ETF
VOO
$965B
$11.6M 0.98%
29,647
-1,301
-4% -$532K
SRLN icon
20
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$11.6M 0.98%
276,259
+18,690
+7% +$781K
GSLC icon
21
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$10.8M 0.91%
128,587
-1,631
-1% -$143K
SPGP icon
22
Invesco S&P 500 GARP ETF
SPGP
$2.26B
$10.2M 0.86%
111,504
-11,836
-10% -$1.1M
IJR icon
23
iShares Core S&P Small-Cap ETF
IJR
$109B
$10M 0.84%
106,407
-1,831
-2% -$183K
FAUG icon
24
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$9.83M 0.83%
263,049
+10,653
+4% +$411K
EMR icon
25
Emerson Electric
EMR
$82.1B
$9.66M 0.81%
99,988
-3,390
-3% -$323K
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
Main Street Research Lakeville, Connecticut $1.72B AUM 48.78% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.