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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$16M 3.74%
63,394
+1,026
+2% +$255K
IJR icon
2
iShares Core S&P Small-Cap ETF
IJR
$109B
$9.76M 2.28%
131,471
+1,838
+1% +$129K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$9.11M 2.13%
36,270
+337
+0.9% +$83.1K
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$9.02M 2.1%
74,388
-210
-0.3% -$25.4K
ABBV icon
5
AbbVie
ABBV
$458B
$7.53M 1.76%
84,728
+5,868
+7% +$447K
VEA icon
6
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.42M 1.73%
170,875
-784
-0.5% -$33.3K
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.04M 1.64%
181,321
-15,735
-8% -$613K
EEM icon
8
iShares MSCI Emerging Markets ETF
EEM
$28B
$6.68M 1.56%
149,028
+19,815
+15% +$872K
T icon
9
AT&T
T
$165B
$6.29M 1.47%
212,555
+28,567
+16% +$811K
AOA icon
10
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.16B
$6.08M 1.42%
113,520
+4,143
+4% +$218K
DD icon
11
DuPont de Nemours
DD
$18.6B
$5.8M 1.35%
33,101
+3,855
+13% +$643K
AAPL icon
12
Apple
AAPL
$4.89T
$5.69M 1.33%
147,632
-4,444
-3% -$172K
ED icon
13
Consolidated Edison
ED
$41.6B
$5.65M 1.32%
70,022
+8,918
+15% +$738K
MSFT icon
14
Microsoft
MSFT
$2.84T
$5.42M 1.26%
72,759
+7,581
+12% +$554K
IJH icon
15
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.27M 1.23%
147,390
+4,620
+3% +$161K
MCD icon
16
McDonald's
MCD
$188B
$5.22M 1.22%
33,304
+1,197
+4% +$188K
VUG icon
17
Vanguard Growth ETF
VUG
$216B
$5.2M 1.21%
234,882
-3,396
-1% -$73.8K
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.14M 1.2%
118,094
-17,235
-13% -$746K
SCHD icon
19
Schwab US Dividend Equity ETF
SCHD
$102B
$5.11M 1.19%
327,420
-2,604
-0.8% -$39.8K
PG icon
20
Procter & Gamble
PG
$343B
$4.79M 1.12%
52,654
+7,562
+17% +$688K
JNJ icon
21
Johnson & Johnson
JNJ
$635B
$4.75M 1.11%
36,573
+7,826
+27% +$1.04M
VIG icon
22
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.68M 1.09%
49,408
+4,695
+11% +$438K
EMR icon
23
Emerson Electric
EMR
$82.9B
$4.67M 1.09%
74,273
+12,555
+20% +$757K
GE icon
24
GE Aerospace
GE
$367B
$4.55M 1.06%
39,302
+3,347
+9% +$405K
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.54M 1.06%
56,907
+1,162
+2% +$92.9K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.