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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$12.8M 3.53%
56,769
+34,714
+157% +$7.63M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.88M 2.46%
39,734
+4,078
+11% +$891K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$7.28M 2.01%
62,119
+4,670
+8% +$555K
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.45M 1.78%
173,355
+10,076
+6% +$383K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.34M 1.75%
173,467
+3,808
+2% +$139K
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$654B
$5.67M 1.57%
49,138
-4,705
-9% -$529K
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$109B
$5.55M 1.53%
80,698
+13,474
+20% +$869K
T icon
8
AT&T
T
$165B
$5.35M 1.48%
166,501
+421
+0.3% +$12.4K
DIS icon
9
Walt Disney
DIS
$165B
$4.84M 1.34%
46,487
-3,810
-8% -$371K
ABBV icon
10
AbbVie
ABBV
$458B
$4.67M 1.29%
74,497
+4,016
+6% +$245K
SCHD icon
11
Schwab US Dividend Equity ETF
SCHD
$102B
$4.42M 1.22%
304,461
+11,538
+4% +$164K
VUG icon
12
Vanguard Growth ETF
VUG
$216B
$4.37M 1.21%
235,254
+13,914
+6% +$257K
MO icon
13
Altria Group
MO
$122B
$4.3M 1.19%
63,609
-614
-1% -$39.5K
DD icon
14
DuPont de Nemours
DD
$18.6B
$4.24M 1.17%
29,280
+1,160
+4% +$162K
AAPL icon
15
Apple
AAPL
$4.89T
$4.22M 1.17%
145,824
-16,436
-10% -$466K
MCD icon
16
McDonald's
MCD
$188B
$4.17M 1.15%
34,238
+1,308
+4% +$153K
MSFT icon
17
Microsoft
MSFT
$2.84T
$4.08M 1.13%
65,696
+2,381
+4% +$143K
ED icon
18
Consolidated Edison
ED
$41.6B
$4.03M 1.11%
54,722
+2,925
+6% +$211K
WCC
19
WESCO International
WCC
$16.2B
$3.82M 1.06%
57,377
-4,198
-7% -$267K
AXE
20
DELISTED
Anixter International Inc
AXE
$3.78M 1.05%
46,688
-3,592
-7% -$260K
EEM icon
21
iShares MSCI Emerging Markets ETF
EEM
$28B
$3.76M 1.04%
107,500
+1,099
+1% +$39.6K
LZB icon
22
La-Z-Boy
LZB
$1.59B
$3.71M 1.03%
119,407
-211
-0.2% -$5.71K
IJH icon
23
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.68M 1.02%
111,180
+66,550
+149% +$2.11M
VNQ icon
24
Vanguard Real Estate ETF
VNQ
$39.9B
$3.65M 1.01%
44,171
+6,387
+17% +$520K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.6M 1%
22,120
-371
-2% -$57.1K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.