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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
1
La-Z-Boy
LZB
$1.59B
$15M 4.02%
559,318
+543,228
+3,376% +$12.8M
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$14M 3.76%
117,423
+12,798
+12% +$1.53M
TLT icon
3
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$10.2M 2.74%
81,147
+4,776
+6% +$579K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$6.67M 1.79%
32,262
-293
-0.9% -$59.3K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$39.9B
$6.51M 1.74%
80,327
+48,053
+149% +$3.77M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.38M 1.71%
57,981
+4,796
+9% +$528K
USMV icon
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$6.34M 1.7%
156,739
+156,339
+39,085% +$6.16M
VYM icon
8
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.64M 1.51%
81,984
+1,670
+2% +$113K
EEM icon
9
iShares MSCI Emerging Markets ETF
EEM
$28B
$5.12M 1.37%
130,375
-31,164
-19% -$1.27M
QQQ icon
10
Invesco QQQ Trust
QQQ
$455B
$4.63M 1.24%
44,873
+3,674
+9% +$371K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$76.4B
$4.59M 1.23%
75,471
-25,435
-25% -$1.59M
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.9B
$4.33M 1.16%
36,169
+2,511
+7% +$287K
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.28M 1.15%
20,821
+2,964
+17% +$596K
PSK icon
14
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$4.06M 1.09%
92,732
+5,486
+6% +$241K
PFF icon
15
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.92M 1.05%
99,350
-294
-0.3% -$11.6K
MBB icon
16
iShares MBS ETF
MBB
$39B
$3.54M 0.95%
32,371
+1,900
+6% +$207K
LOW icon
17
Lowe's Companies
LOW
$116B
$3.54M 0.95%
51,427
+692
+1% +$41.4K
BRK.B icon
18
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.54M 0.95%
23,555
-3,286
-12% -$474K
VEA icon
19
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.49M 0.94%
92,112
+14,787
+19% +$573K
T icon
20
AT&T
T
$165B
$3.45M 0.92%
135,828
+2,751
+2% +$71.4K
ABT icon
21
Abbott
ABT
$180B
$3.37M 0.9%
74,737
+10,305
+16% +$449K
AMJ
22
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$3.28M 0.88%
71,438
+2,391
+3% +$117K
IDV icon
23
iShares International Select Dividend ETF
IDV
$8.25B
$3.24M 0.87%
96,202
+6,931
+8% +$243K
MDY icon
24
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.19M 0.85%
12,073
+309
+3% +$79.1K
DOC icon
25
Healthpeak Properties
DOC
$15.4B
$3.17M 0.85%
79,096
+3,510
+5% +$139K
1
2 3 4 5

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.