We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$858B
$42.9M 4.85%
114,212
+98,297
+618% +$35M
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$20.1M 2.27%
145,189
+49,942
+52% +$6.8M
FTCS icon
3
First Trust Capital Strength ETF
FTCS
$8.05B
$19.5M 2.21%
+289,257
New +$18.9M
AAPL icon
4
Apple
AAPL
$4.97T
$17.8M 2.01%
+134,076
New +$16.1M
MSFT icon
5
Microsoft
MSFT
$2.9T
$15.7M 1.77%
+70,448
New +$15.1M
ITOT icon
6
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$15.4M 1.74%
+178,248
New +$14.4M
ACWV icon
7
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$15.1M 1.7%
+155,395
New +$14.7M
USMV icon
8
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$14.7M 1.66%
+216,355
New +$14.2M
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$14.5M 1.64%
+38,862
New +$13.8M
ONEQ icon
10
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$13M 1.47%
+259,940
New +$12.1M
QQQ icon
11
Invesco QQQ Trust
QQQ
$436B
$12.7M 1.43%
+40,365
New +$11.9M
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$223B
$12.2M 1.38%
258,998
+65,222
+34% +$2.87M
ABBV icon
13
AbbVie
ABBV
$465B
$12.1M 1.37%
+112,968
New +$10.9M
PFF icon
14
iShares Preferred and Income Securities ETF
PFF
$13.1B
$10.8M 1.22%
279,629
+223,320
+397% +$8.34M
PG icon
15
Procter & Gamble
PG
$340B
$10.2M 1.15%
+73,403
New +$10.3M
JNJ icon
16
Johnson & Johnson
JNJ
$640B
$10.2M 1.15%
+64,501
New +$9.52M
IAGG icon
17
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$9.87M 1.12%
+175,618
New +$9.81M
VUG icon
18
Vanguard Growth ETF
VUG
$212B
$9.13M 1.03%
216,342
+12,666
+6% +$506K
VIG icon
19
Vanguard Dividend Appreciation ETF
VIG
$111B
$8.95M 1.01%
+63,416
New +$8.59M
EMR icon
20
Emerson Electric
EMR
$81.6B
$8.47M 0.96%
+105,381
New +$7.84M
AMZN icon
21
Amazon
AMZN
$2.44T
$8.41M 0.95%
+51,640
New +$8.24M
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$8.4M 0.95%
91,429
+39,366
+76% +$3.23M
EEM icon
23
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$8.33M 0.94%
+161,213
New +$7.75M
SCHD icon
24
Schwab US Dividend Equity ETF
SCHD
$104B
$8.29M 0.94%
387,960
+465
+0.1% +$9.43K
BND icon
25
Vanguard Total Bond Market
BND
$158B
$8.08M 0.91%
+91,579
New +$8.06M

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.