We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.25%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$452M
AUM Growth
+$3.81M
Cap. Flow
+$16.1M
Cap. Flow %
3.55%
Top 10 Hldgs %
20.11%
Holding
327
New
42
Increased
156
Reduced
99
Closed
16

Top Buys

Rank Stock Value
1
UTHR icon
United Therapeutics
UTHR
+$2.27M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.26M
3
IDCC icon
InterDigital
IDCC
+$2.03M
4
SAFM
Sanderson Farms Inc
SAFM
+$1.99M
5
HUM icon
Humana
HUM
+$1.93M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$2.35M
2
UI icon
Ubiquiti
UI
+$2.25M
3
V icon
Visa
V
+$2.13M
4
AMGN icon
Amgen
AMGN
+$2.07M
5
MON
Monsanto Co
MON
+$2.06M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Technology 5.86%
3 Consumer Staples 5.54%
4 Financials 5.49%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$869B
$14.9M 3.28%
56,007
+1,172
+2% +$322K
IJR icon
2
iShares Core S&P Small-Cap ETF
IJR
$110B
$10.7M 2.36%
138,932
+8,086
+6% +$629K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$10.3M 2.27%
87,600
+5,307
+6% +$627K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$10.2M 2.25%
38,718
+2,772
+8% +$757K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$227B
$8.15M 1.8%
184,256
+11,510
+7% +$522K
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.2B
$8M 1.77%
213,097
+17,150
+9% +$644K
EEM icon
7
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$7.84M 1.73%
162,392
+10,423
+7% +$511K
ABBV icon
8
AbbVie
ABBV
$454B
$7.25M 1.6%
76,584
-4,411
-5% -$485K
MSFT icon
9
Microsoft
MSFT
$2.89T
$7.14M 1.58%
78,184
-1,712
-2% -$157K
T icon
10
AT&T
T
$167B
$6.56M 1.45%
243,661
+10,211
+4% +$284K
ED icon
11
Consolidated Edison
ED
$41.1B
$5.94M 1.31%
76,224
+516
+0.7% +$40.1K
AAPL icon
12
Apple
AAPL
$4.95T
$5.89M 1.3%
140,524
+676
+0.5% +$29.1K
FLOT icon
13
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.81M 1.28%
114,099
+44,414
+64% +$2.26M
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$5.79M 1.28%
154,220
+4,560
+3% +$174K
VIG icon
15
Vanguard Dividend Appreciation ETF
VIG
$112B
$5.68M 1.25%
56,178
+799
+1% +$82.8K
JNJ icon
16
Johnson & Johnson
JNJ
$641B
$5.58M 1.23%
43,579
+2,795
+7% +$378K
EMR icon
17
Emerson Electric
EMR
$83.6B
$5.54M 1.22%
81,143
-12
-0% -$854
MCD icon
18
McDonald's
MCD
$192B
$5.49M 1.21%
35,095
-42
-0.1% -$6.91K
VUG icon
19
Vanguard Growth ETF
VUG
$216B
$5.35M 1.18%
226,410
-2,574
-1% -$62.7K
DD icon
20
DuPont de Nemours
DD
$18.9B
$5.18M 1.15%
32,111
-1,059
-3% -$192K
SCHD icon
21
Schwab US Dividend Equity ETF
SCHD
$103B
$5.17M 1.14%
316,005
+3,168
+1% +$54K
VTV icon
22
Vanguard Value ETF
VTV
$189B
$5.04M 1.11%
48,821
+7,556
+18% +$811K
BSV icon
23
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.95M 1.09%
63,160
+90
+0.1% +$7.07K
PG icon
24
Procter & Gamble
PG
$346B
$4.89M 1.08%
61,711
+1,479
+2% +$123K
IWF icon
25
iShares Russell 1000 Growth ETF
IWF
$120B
$4.46M 0.99%
131,184
+27,348
+26% +$959K
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, Regal Investment Advisors held 327 positions worth $452M, up 0.85% from $449M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $16.1M of net new capital in Q1 2018, opening 42 new positions and adding to 156 existing holdings. Its largest new stake was United Therapeutics: 17,858 shares worth $2.01M.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Lowe's Companies, an estimated $2.35M trimmed.

  • Regal Investment Advisors's largest Q1 2018 buy was United Therapeutics: 17,858 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Floating Rate Bond ETF in Q1 2018, an estimated $2.26M increase.
  • Regal Investment Advisors's biggest Q1 2018 reduction was Lowe's Companies, cutting an estimated $2.35M.
  • Regal Investment Advisors fully exited Ubiquiti in Q1 2018, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $452M portfolio in Q1 2018.
  • Regal Investment Advisors opened 42 new positions and closed 16 in Q1 2018.
  • Regal Investment Advisors's portfolio value rose 0.85% quarter-over-quarter to $452M.

Based on Regal Investment Advisors's 13F filing for Q1 2018, filed 25 Apr 2018.