We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
1
iShares MSCI Emerging Markets ETF
EEM
$28B
$8.01M 2.17%
202,186
+47,563
+31% +$1.99M
EFA icon
2
iShares MSCI EAFE ETF
EFA
$76.4B
$7.37M 1.99%
116,088
+19,083
+20% +$1.27M
USMV icon
3
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$7.3M 1.97%
181,046
-276
-0.2% -$11.4K
LZB icon
4
La-Z-Boy
LZB
$1.59B
$7.22M 1.95%
274,240
+950
+0.3% +$25.6K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$5.87M 1.59%
28,531
+7,453
+35% +$1.57M
IWM icon
6
iShares Russell 2000 ETF
IWM
$80.9B
$5.59M 1.51%
44,787
+8,828
+25% +$1.1M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.3M 1.43%
48,743
-25,187
-34% -$2.77M
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.16M 1.4%
131,848
+11,276
+9% +$447K
JNK icon
9
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4.41M 1.19%
38,286
+26,933
+237% +$3.16M
LQD icon
10
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$4.21M 1.14%
36,388
-81,611
-69% -$9.67M
CACC icon
11
Credit Acceptance
CACC
$6B
$4.2M 1.14%
17,062
+209
+1% +$46.3K
BKLN icon
12
Invesco Senior Loan ETF
BKLN
$7.1B
$4.19M 1.13%
176,088
+164,325
+1,397% +$3.96M
IJR icon
13
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.17M 1.13%
70,684
+34,956
+98% +$2.07M
VEA icon
14
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.93M 1.06%
99,169
+6,260
+7% +$259K
T icon
15
AT&T
T
$165B
$3.89M 1.05%
145,101
+1,489
+1% +$38.5K
GILD icon
16
Gilead Sciences
GILD
$161B
$3.81M 1.03%
32,589
+3,649
+13% +$399K
LOW icon
17
Lowe's Companies
LOW
$116B
$3.65M 0.99%
54,490
+1,548
+3% +$110K
EWJ icon
18
iShares MSCI Japan ETF
EWJ
$21.7B
$3.6M 0.97%
70,352
+64,513
+1,105% +$3.36M
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.55M 0.96%
26,118
+859
+3% +$123K
ABBV icon
20
AbbVie
ABBV
$458B
$3.52M 0.95%
52,390
+647
+1% +$42.2K
ESRX
21
DELISTED
Express Scripts Holding Company
ESRX
$3.46M 0.94%
38,907
+1,744
+5% +$152K
AAPL icon
22
Apple
AAPL
$4.89T
$3.42M 0.92%
109,064
+16,508
+18% +$528K
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.38M 0.91%
12,365
+72
+0.6% +$20K
WU icon
24
Western Union
WU
$2.57B
$3.33M 0.9%
163,799
+6,122
+4% +$130K
PODD icon
25
Insulet
PODD
$11.3B
$3.32M 0.9%
+107,267
New +$3.16M
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.