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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$867B
$78.1M 5.47%
135,316
-4,094
-3% -$2.28M
AAPL icon
2
Apple
AAPL
$5.04T
$31.2M 2.19%
134,109
-8,573
-6% -$1.91M
QQQ icon
3
Invesco QQQ Trust
QQQ
$442B
$30.9M 2.17%
63,363
-1,035
-2% -$490K
MSFT icon
4
Microsoft
MSFT
$2.91T
$26M 1.82%
60,407
-9,286
-13% -$3.97M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$23.5M 1.64%
40,923
-4,084
-9% -$2.26M
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$22.1M 1.55%
196,051
+3,658
+2% +$405K
ABBV icon
7
AbbVie
ABBV
$469B
$22.1M 1.55%
111,747
+2,716
+2% +$507K
IUSB icon
8
iShares Core Universal USD Bond ETF
IUSB
$43B
$22.1M 1.54%
468,091
+171,964
+58% +$7.98M
FTCS icon
9
First Trust Capital Strength ETF
FTCS
$8.08B
$21M 1.47%
231,143
+5,404
+2% +$474K
SCHD icon
10
Schwab US Dividend Equity ETF
SCHD
$105B
$20.1M 1.41%
714,009
+6,891
+1% +$188K
VUG icon
11
Vanguard Growth ETF
VUG
$214B
$19.1M 1.34%
298,770
+9,138
+3% +$566K
QUAL icon
12
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$16.9M 1.18%
94,005
+13,002
+16% +$2.26M
PG icon
13
Procter & Gamble
PG
$339B
$16.8M 1.17%
96,715
+2,642
+3% +$449K
GSLC icon
14
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$14.9M 1.04%
131,895
-6,994
-5% -$760K
JNJ icon
15
Johnson & Johnson
JNJ
$644B
$14.8M 1.04%
91,431
+4,082
+5% +$650K
VEA icon
16
Vanguard FTSE Developed Markets ETF
VEA
$224B
$14.6M 1.02%
276,237
+7,943
+3% +$404K
NVDA icon
17
NVIDIA
NVDA
$4.68T
$14.6M 1.02%
120,042
-66,790
-36% -$7.89M
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$112B
$13.7M 0.96%
69,085
+1,130
+2% +$215K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$110B
$13.5M 0.95%
115,814
-4,144
-3% -$468K
IVW icon
20
iShares S&P 500 Growth ETF
IVW
$71.3B
$13.3M 0.93%
139,320
+19,287
+16% +$1.78M
VZ icon
21
Verizon
VZ
$201B
$11.2M 0.79%
249,868
+18,858
+8% +$787K
PFF icon
22
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.2M 0.78%
335,811
+10,919
+3% +$351K
AFL icon
23
Aflac
AFL
$66B
$10.8M 0.76%
96,589
-3,246
-3% -$330K
MDT icon
24
Medtronic
MDT
$112B
$10.2M 0.72%
113,557
+5,353
+5% +$450K
DYNF icon
25
BlackRock US Equity Factor Rotation ETF
DYNF
$37.8B
$10.1M 0.71%
204,944
+51,288
+33% +$2.44M
1
2 3 4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
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ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
MSR
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.