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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$9.35M 2.57%
202,340
+3,914
+2% +$174K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.07M 2.22%
38,537
+3,012
+8% +$625K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$8.02M 2.21%
65,356
+15,574
+31% +$1.87M
VTI icon
4
Vanguard Total Stock Market ETF
VTI
$654B
$6.04M 1.66%
56,370
+21
+0% +$2.23K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.02M 1.66%
170,264
+6,310
+4% +$228K
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.88M 1.62%
147,358
-1,623
-1% -$63.6K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.61M 1.54%
49,798
-3,005
-6% -$334K
IVV icon
8
iShares Core S&P 500 ETF
IVV
$876B
$5.47M 1.5%
25,990
+8,952
+53% +$1.87M
T icon
9
AT&T
T
$165B
$5.38M 1.48%
164,927
-3,281
-2% -$97.6K
DIS icon
10
Walt Disney
DIS
$165B
$5.12M 1.41%
52,326
-2,329
-4% -$233K
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.93M 1.35%
143,430
-1,317
-0.9% -$44.2K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$76.4B
$4.81M 1.32%
86,222
-5,780
-6% -$333K
TLT icon
13
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.75M 1.31%
34,204
-407
-1% -$53.7K
MO icon
14
Altria Group
MO
$122B
$4.3M 1.18%
62,318
+50
+0.1% +$3.2K
ABBV icon
15
AbbVie
ABBV
$458B
$4.12M 1.13%
66,605
-100
-0.1% -$6.09K
LOW icon
16
Lowe's Companies
LOW
$116B
$4.1M 1.13%
51,739
-5,494
-10% -$425K
SCHD icon
17
Schwab US Dividend Equity ETF
SCHD
$102B
$4.02M 1.1%
290,805
+23,328
+9% +$314K
ED icon
18
Consolidated Edison
ED
$41.6B
$3.94M 1.08%
48,996
-4
-0% -$301
VUG icon
19
Vanguard Growth ETF
VUG
$216B
$3.91M 1.07%
218,610
+15,744
+8% +$280K
AAPL icon
20
Apple
AAPL
$4.89T
$3.77M 1.04%
157,940
-7,460
-5% -$185K
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.68M 1.01%
25,438
-2,653
-9% -$379K
VWO icon
22
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.67M 1.01%
104,166
+14,729
+16% +$503K
MCD icon
23
McDonald's
MCD
$188B
$3.62M 0.99%
30,041
+197
+0.7% +$24.7K
MCK icon
24
McKesson
MCK
$98.5B
$3.55M 0.98%
+19,019
New +$3.34M
IWM icon
25
iShares Russell 2000 ETF
IWM
$80.9B
$3.51M 0.96%
30,508
-3,059
-9% -$345K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.