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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.19%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.19M 1.86%
83,854
+4,454
+6% +$170K
VTV icon
2
Vanguard Value ETF
VTV
$189B
$2.97M 1.74%
42,568
-9,883
-19% -$696K
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.69M 1.57%
68,062
+1,228
+2% +$46.7K
AAPL icon
4
Apple
AAPL
$4.89T
$2.61M 1.52%
153,160
-644
-0.4% -$10.7K
T icon
5
AT&T
T
$165B
$2.48M 1.45%
97,151
+8,299
+9% +$218K
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.46M 1.44%
49,739
+49,709
+165,697% +$2.45M
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$122B
$2.45M 1.43%
125,388
-592
-0.5% -$11.3K
PSK icon
8
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$2.28M 1.33%
55,728
+1,114
+2% +$46.8K
PBI icon
9
Pitney Bowes
PBI
$2.42B
$2.09M 1.22%
114,736
+14,316
+14% +$235K
BSV icon
10
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.99M 1.16%
24,789
+22,845
+1,175% +$1.83M
ISHG icon
11
iShares 1-3 Year International Treasury Bond ETF
ISHG
$854M
$1.94M 1.13%
+20,373
New +$1.9M
SJNK icon
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.92M 1.12%
+62,957
New +$1.92M
IEI icon
13
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.91M 1.12%
15,774
+3,621
+30% +$436K
AMJ
14
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.88M 1.1%
42,212
-2,028
-5% -$93.3K
VNQ icon
15
Vanguard Real Estate ETF
VNQ
$39.9B
$1.88M 1.1%
28,374
+1,368
+5% +$93K
IDV icon
16
iShares International Select Dividend ETF
IDV
$8.25B
$1.77M 1.04%
48,896
+19,443
+66% +$671K
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.72M 1%
16,005
-8,005
-33% -$853K
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.68M 0.98%
41,823
+2,360
+6% +$93.4K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$876B
$1.65M 0.96%
9,741
-4,379
-31% -$738K
BND icon
20
Vanguard Total Bond Market
BND
$157B
$1.63M 0.95%
20,132
+14,915
+286% +$1.2M
VO icon
21
Vanguard Mid-Cap ETF
VO
$106B
$1.63M 0.95%
63,424
-21,932
-26% -$550K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.61M 0.94%
+31,714
New +$1.61M
SAM icon
23
Boston Beer
SAM
$1.88B
$1.56M 0.91%
6,394
-943
-13% -$195K
DBC icon
24
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.48M 0.86%
57,295
+1,699
+3% +$44.4K
EEM icon
25
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.45M 0.85%
35,634
+3,241
+10% +$128K
1
2 3 4 5

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MCWS
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CC
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VCM
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VCA
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ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.