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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
1
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$9.04M 2.56%
198,992
-3,348
-2% -$155K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$7.71M 2.19%
35,656
-2,881
-7% -$623K
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$7.08M 2.01%
57,449
-7,907
-12% -$974K
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.2B
$6.45M 1.83%
163,279
+15,921
+11% +$635K
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$226B
$6.35M 1.8%
169,659
-605
-0.4% -$22.2K
VTI icon
6
Vanguard Total Stock Market ETF
VTI
$654B
$5.99M 1.7%
53,843
-2,527
-4% -$280K
T icon
7
AT&T
T
$165B
$5.09M 1.45%
166,080
+1,153
+0.7% +$36.4K
IVV icon
8
iShares Core S&P 500 ETF
IVV
$869B
$4.8M 1.36%
22,055
-3,935
-15% -$856K
DIS icon
9
Walt Disney
DIS
$165B
$4.67M 1.33%
50,297
-2,029
-4% -$194K
AAPL icon
10
Apple
AAPL
$4.89T
$4.59M 1.3%
162,260
+4,320
+3% +$114K
ABBV icon
11
AbbVie
ABBV
$458B
$4.45M 1.26%
70,481
+3,876
+6% +$251K
IJR icon
12
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.17M 1.18%
67,224
+15,648
+30% +$956K
VUG icon
13
Vanguard Growth ETF
VUG
$216B
$4.14M 1.18%
221,340
+2,730
+1% +$50.8K
SCHD icon
14
Schwab US Dividend Equity ETF
SCHD
$102B
$4.13M 1.17%
292,923
+2,118
+0.7% +$29.9K
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.08M 1.16%
108,286
+4,120
+4% +$153K
MO icon
16
Altria Group
MO
$122B
$4.06M 1.15%
64,223
+1,905
+3% +$127K
EEM icon
17
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$3.98M 1.13%
106,401
-37,029
-26% -$1.35M
ED icon
18
Consolidated Edison
ED
$41.6B
$3.9M 1.11%
51,797
+2,801
+6% +$218K
MCD icon
19
McDonald's
MCD
$188B
$3.8M 1.08%
32,930
+2,889
+10% +$342K
WCC
20
WESCO International
WCC
$16.2B
$3.79M 1.07%
61,575
-5,525
-8% -$317K
DD icon
21
DuPont de Nemours
DD
$18.6B
$3.69M 1.05%
28,120
+2,219
+9% +$296K
MSFT icon
22
Microsoft
MSFT
$2.84T
$3.65M 1.03%
63,315
+5,876
+10% +$332K
LOW icon
23
Lowe's Companies
LOW
$116B
$3.55M 1.01%
49,114
-2,625
-5% -$204K
VNQ icon
24
Vanguard Real Estate ETF
VNQ
$39.9B
$3.28M 0.93%
37,784
-168
-0.4% -$15K
VAR
25
DELISTED
Varian Medical Systems, Inc.
VAR
$3.28M 0.93%
37,545
-2,794
-7% -$228K
1
2 3 4 5

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CC
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VCM
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VCA
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ESBC
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SFI
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MAM
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.