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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$12.4M 3.74%
104,625
+92,672
+775% +$11M
TLT icon
2
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.88M 2.68%
76,371
+5,895
+8% +$678K
EEM icon
3
iShares MSCI Emerging Markets ETF
EEM
$28B
$6.71M 2.03%
161,539
+33,116
+26% +$1.46M
EFA icon
4
iShares MSCI EAFE ETF
EFA
$76.4B
$6.47M 1.96%
100,906
+69,883
+225% +$4.66M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$6.45M 1.95%
32,555
+6,648
+26% +$1.32M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.8M 1.75%
53,185
-2,912
-5% -$318K
VYM icon
7
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.33M 1.61%
80,314
+28,714
+56% +$1.92M
QQQ icon
8
Invesco QQQ Trust
QQQ
$455B
$4.07M 1.23%
41,199
+32,952
+400% +$3.21M
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
$3.94M 1.19%
99,644
+21,021
+27% +$833K
PSK icon
10
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$3.8M 1.15%
87,246
+32,490
+59% +$1.42M
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.71M 1.12%
26,841
+1,343
+5% +$179K
IWM icon
12
iShares Russell 2000 ETF
IWM
$80.9B
$3.68M 1.11%
33,658
+18,362
+120% +$2.1M
AMJ
13
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$3.67M 1.11%
69,047
+24,825
+56% +$1.3M
T icon
14
AT&T
T
$165B
$3.54M 1.07%
133,077
-13,263
-9% -$353K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$3.52M 1.06%
17,857
+4,797
+37% +$948K
AAXJ icon
16
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$3.49M 1.06%
+56,951
New +$3.68M
TIP icon
17
iShares TIPS Bond ETF
TIP
$14.5B
$3.31M 1%
29,511
+5,429
+23% +$621K
MBB icon
18
iShares MBS ETF
MBB
$39B
$3.29M 1%
30,471
+6,189
+25% +$668K
KO icon
19
Coca-Cola
KO
$354B
$3.29M 0.99%
77,010
+3,925
+5% +$162K
IDV icon
20
iShares International Select Dividend ETF
IDV
$8.25B
$3.19M 0.97%
89,271
+44,832
+101% +$1.72M
VEA icon
21
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.07M 0.93%
77,325
+15,202
+24% +$633K
SYY icon
22
Sysco
SYY
$39.7B
$3M 0.91%
79,024
+8,825
+13% +$329K
MDY icon
23
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.93M 0.89%
11,764
+10,357
+736% +$2.66M
PCYC
24
DELISTED
PHARMACYCLICS INC
PCYC
$2.92M 0.88%
24,832
+311
+1% +$35.4K
SDY icon
25
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.86M 0.87%
38,215
+31,702
+487% +$2.41M
1
2 3 4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
VCA
Verdence Capital Advisors Hunt Valley, Maryland $1.72B AUM 24.88% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.