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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$858B
$64.4M 5.68%
156,572
+6,835
+5% +$2.74M
AAPL icon
2
Apple
AAPL
$4.97T
$22.6M 2%
137,046
-2,079
-1% -$307K
ITOT icon
3
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$21.2M 1.87%
234,076
+16,090
+7% +$1.43M
ONEQ icon
4
Fidelity Nasdaq Composite Index ETF
ONEQ
$9.97B
$21.2M 1.87%
441,781
+17,193
+4% +$774K
QQQ icon
5
Invesco QQQ Trust
QQQ
$436B
$20.1M 1.78%
62,747
+4,511
+8% +$1.33M
MSFT icon
6
Microsoft
MSFT
$2.9T
$18.7M 1.66%
65,013
-1,971
-3% -$503K
ABBV icon
7
AbbVie
ABBV
$465B
$17.6M 1.55%
110,458
+7,382
+7% +$1.13M
LQD icon
8
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$17.3M 1.53%
158,030
+5,972
+4% +$647K
SPY icon
9
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$16.7M 1.47%
40,764
-2,585
-6% -$1.03M
FTCS icon
10
First Trust Capital Strength ETF
FTCS
$8.05B
$15.5M 1.37%
213,097
+2,271
+1% +$167K
PFF icon
11
iShares Preferred and Income Securities ETF
PFF
$13.1B
$14.6M 1.29%
466,456
-15,374
-3% -$494K
PG icon
12
Procter & Gamble
PG
$340B
$13.9M 1.22%
93,168
+9,973
+12% +$1.43M
SCHD icon
13
Schwab US Dividend Equity ETF
SCHD
$104B
$13.3M 1.17%
543,579
+56,094
+12% +$1.4M
JNJ icon
14
Johnson & Johnson
JNJ
$640B
$12.5M 1.11%
80,753
+5,107
+7% +$825K
IUSB icon
15
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$12.4M 1.09%
268,088
+71,902
+37% +$3.29M
VUG icon
16
Vanguard Growth ETF
VUG
$212B
$12.2M 1.08%
293,952
+1,668
+0.6% +$64.9K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$223B
$12.1M 1.07%
268,283
+2,849
+1% +$127K
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$111B
$11.6M 1.03%
75,466
+2,440
+3% +$374K
DGRW icon
19
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$11.6M 1.02%
185,641
+45,477
+32% +$2.79M
VOO icon
20
Vanguard S&P 500 ETF
VOO
$956B
$11.5M 1.02%
30,684
+4,985
+19% +$1.83M
GSLC icon
21
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
$11M 0.97%
135,894
-6,158
-4% -$488K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$109B
$10.2M 0.9%
105,495
-8,893
-8% -$889K
VYM icon
23
Vanguard High Dividend Yield ETF
VYM
$80.8B
$9.81M 0.87%
93,013
+385
+0.4% +$41.4K
VYMI icon
24
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$9.34M 0.82%
150,778
-26,414
-15% -$1.65M
EMR icon
25
Emerson Electric
EMR
$81.6B
$9.06M 0.8%
104,020
-1,347
-1% -$118K
1
2 3 4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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GAM
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.